DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••• F••• M••••••••• L•••
Latest filing Jul 31, 2026
First filing on the tape Mar 30, 2012 · 41 filings
SEC status approved since Nov 23, 2010
RAUM
$10B
reported, Item 5.F
Discretionary
80%
of RAUM
Private clients
3.7%
$388M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
34
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
22
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$10B as of Jul 31, 2026
Mar 30, 2012$4.0B then
HNW client RAUM$388M as of Jul 31, 2026
Mar 29, 2024$2.8B then
State-registered IARs (5.B.3)0 as of Jul 31, 2026
Mar 30, 20120 then
Employees (5.A)34 as of Jul 31, 2026
Mar 28, 201331 then
Private funds22 as of Jul 31, 2026
Mar 30, 201211 then
RAUM +65% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $194MderivedHNW RAUM over HNW clients
- Average account
- $358MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 80%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $3.1B, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$10B96%
- High-net-worth individuals$388M3.7%
- Individual clients
- n/areported
- HNW clients
- 2reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 29reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.1B for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.04 fund_share=0.96 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
37 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••• S•• •••• X••• L•••no longer reported | Hedge Fund | $2.3B | 19 | Mar 31, 2017 |
| T•••• P••••••• M••••• F•••• L••• | Hedge Fund | $1.1B | 30 | Mar 30, 2012 |
| T•••• P••••••• S•••••••• I••••••••• F•••••• L••• | Hedge Fund | $901M | 2 | Mar 29, 2018 |
| T•••• P•••••••• L••• | Hedge Fund | $895M | 29 | Mar 30, 2012 |
| T•••• P•••••••• L••• | Hedge Fund | $745M | 115 | Mar 30, 2012 |
| T•••• I•••••••• 1• L••• •••••••••no longer reported | Hedge Fund | $617M | 3 | Sep 18, 2018 |
| T•••• S•• •••• X• L••• | Hedge Fund | $617M | 2 | Mar 29, 2018 |
| T•••• S•• X••• L••• | Hedge Fund | $601M | 5 | Mar 31, 2022 |
| T•••• P••••••• A• F•••• L••• | Hedge Fund | $508M | 29 | Nov 19, 2020 |
| T•••• P••••••• C••••••••• O••••••••• F•••• L••• | Hedge Fund | $392M | 5 | Mar 31, 2015 |
| T•••• P••••••• S•••••••• F•••••• L••• | Hedge Fund | $311M | 2 | Mar 29, 2018 |
| T•••• P••••••• A• P••••••• F•••• L••• | Hedge Fund | $272M | 2 | Mar 31, 2021 |
| T•••• P••••••• P••••••• F••• I• L••• | Hedge Fund | $264M | 6 | Mar 30, 2012 |
| T•••• P••••••• S•••••••• F••••• I•• L••• | Hedge Fund | $250M | 2 | Mar 29, 2018 |
| T•••• S•• •••• V•••• L•••no longer reported | Hedge Fund | $227M | 2 | Feb 20, 2013 |
| T•••• P••••••• S•••••••• C••••••••• F•••••• L•••no longer reported | Hedge Fund | $156M | 2 | Mar 29, 2018 |
| T•••• P••••••• I•• L•••no longer reported | Hedge Fund | $126M | 31 | Mar 30, 2012 |
| T•••• S•• X•• L•••no longer reported | Hedge Fund | $124M | 22 | Nov 19, 2020 |
| T•••• P••••••• F••• ••••••• L••• | Hedge Fund | $110M | 2 | Mar 29, 2018 |
| T•••• S•• •••• V• L•••no longer reported | Hedge Fund | $101M | 2 | Mar 30, 2012 |
| T•••• S•• •••• V•• L•••no longer reported | Hedge Fund | $93.4M | 4 | Feb 20, 2013 |
| T•••• P••••••• S•••••••• I••••••••• F•••••• L••• | Hedge Fund | $90.8M | 2 | Mar 29, 2018 |
| T•••• S•• V•• L•••no longer reported | Hedge Fund | $87.7M | 3 | Mar 31, 2015 |
| T•••• P••••••• I•• L•••no longer reported | Hedge Fund | $55.2M | 7 | Mar 30, 2012 |
| T•••• P••••••• S•••••••• F••••• I••• L••• | Hedge Fund | $25.7M | 2 | Mar 29, 2018 |
| T•••• C••••• P••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $22.8M | 8 | Mar 30, 2012 |
| T•••• P••••••• S•••••••• I••••••••• F•••••• L•••no longer reported | Hedge Fund | $11.5M | 1 | Mar 29, 2018 |
| T•••• P••••••• S•••••••• F•••••• L•••no longer reported | Hedge Fund | $10.7M | 1 | Mar 29, 2018 |
| T•••• C••••• P•••••••• L•••no longer reported | Hedge Fund | $4.0M | 10 | Mar 30, 2012 |
| T•••• S•• •••• X•• L•••no longer reported | Hedge Fund | $0 | 0 | Nov 24, 2015 |
| T•••• P••••••• M••••• F••• ••••••• L•••no longer reported | Hedge Fund | $0 | 0 | Mar 30, 2012 |
| T•••• P••••••• S•••••••• I••••••••• F•••• L•••no longer reported | Hedge Fund | $0 | 0 | Mar 30, 2012 |
| T•••• S•• •••• V••••• L•••no longer reported | Hedge Fund | $0 | 0 | May 29, 2013 |
| T•••• S•• •••• V•••• L•••no longer reported | Hedge Fund | $0 | 0 | Aug 23, 2013 |
| T•••• S•• •••• V••• L•••no longer reported | Hedge Fund | $0 | 0 | Feb 20, 2013 |
| T•••• P••••••• S•••••••• I••••••••• F••• I•• L•••no longer reported | Hedge Fund | $0 | 0 | Feb 20, 2013 |
| T•••• S•• •••• I•• L•••no longer reported | Hedge Fund | $0 | 0 | Aug 20, 2014 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• B••••• M•••••• · Head Of Researchcontrolsince 05/2023 · owns less than 5%
- F••••• J•••••• D•••• · Co-Chief Investment Officercontrolsince 05/2023 · owns less than 5%
- J••••• J•••• G••••• · Chief Compliance Officer And Assistant G•••••• Counselcontrolsince 05/2021 · owns less than 5%
- M•••• D•••••• R••••• · G•••••• Counselcontrolsince 10/2022 · owns less than 5%
- M••• P••••• W•••••• · President And Limited Partnercontrolsince 09/2005 · owns 5% to 10%
- P••••• M••••••• H•••••• · Co-Chief Investment Officer And Limited Partnercontrolsince 05/2023 · owns 10% to 25%
- P••••• N•••••• •••••• · Chief Executive Officer And Limited Partnercontrolsince 09/2005 · owns 50% to 75%
- S•••••• B••••• L•••• · Chief Legal Officercontrolsince 11/2005 · owns less than 5%
- W••••••• L••••••• W•••••• · Chief Financial Officercontrolsince 06/2019 · owns less than 5%
- F••••• J•••••• D•••• · Co-Chief Investment Officercontrolsince 05/2023 · owns F of T•••• F••• M••••••••• G•• L••
- M••• P••••• W•••••• · Presidentcontrolsince 09/2005 · owns F of T•••• F••• M••••••••• G•• L••
- P••••• M••••••• H•••••• · Co-Chief Investment Officercontrolsince 05/2023 · owns F of T•••• F••• M••••••••• G•• L••
- P••••• N•••••• •••••• · Chief Executive Officercontrolsince 09/2005 · owns 25% to 50% of T•••• F••• M••••••••• G•• L••
Entity owners
- T•••• F••• M••••••••• G•• L•• · G•••••• Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- T•••• P••••••• A• F••• G•• L•••investment adviserbankpooled vehicle sponsorn
- T•••• P••••••• A• P••••••• F••• G•• L•••investment adviserbankpooled vehicle sponsorn
- T•••• P••••••• C••••••••• O••••••••• F••• G•• L•••investment adviserbankpooled vehicle sponsorn
- T•••• P••••••• G•• L•••investment adviserbankpooled vehicle sponsorn
- T•••• P••••••• I••••••••• F••••• G•• L•••investment adviserbankpooled vehicle sponsorn
- T•••• P••••••• P••••••• F••• I• G•••••• P••••••• L••investment adviserbankpooled vehicle sponsorn
- T•••• P••••••• S•• X• G•• L•••investment adviserbankpooled vehicle sponsorn
- T•••• P••••••• S•• X•• G•• L•••investment adviserbankpooled vehicle sponsorn
- T•••• P••••••• S•••••••• F••••• I• G•• L•••investment adviserbankpooled vehicle sponsorn
- T•••• P••••••• S•••••••• F••••• I•• G•• L•••investment adviserbankpooled vehicle sponsorn
- T•••• P••••••• S•••••••• F••••• G•• L•••investment adviserbankpooled vehicle sponsorn
- T•••• P••••••• S•••••••• I••••••••• F••••• G•• L•••investment adviserbankpooled vehicle sponsorn
- T•••• P••••••• S•••••••• I••••••••• F••••• G•• L•••investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Palm Beach, FL5 employees
What changed
consecutive filings, newest first
- Accounts · 22 to 29Apr 1, 2026 to Jul 31, 2026
- Advisory employees · 13 to 14Apr 1, 2026 to Jul 31, 2026
- Pooled vehicle clients · 20 to 27Apr 1, 2026 to Jul 31, 2026
- Assets in custody · $3.0B to $3.1BApr 1, 2026 to Jul 31, 2026
- Employees · 30 to 34Apr 1, 2026 to Jul 31, 2026
- Private funds · 14 to 22Apr 1, 2026 to Jul 31, 2026
- Discretionary RAUM · $6.3B to $8.3BApr 1, 2026 to Jul 31, 2026
- HNW RAUM · $371M to $388MApr 1, 2026 to Jul 31, 2026
- Non-discretionary RAUM · $371M to $2.1BApr 1, 2026 to Jul 31, 2026
- Pooled vehicle RAUM · $6.3B to $10BApr 1, 2026 to Jul 31, 2026
- RAUM · $6.7B to $10BApr 1, 2026 to Jul 31, 2026
- Accounts · 23 to 22Aug 19, 2025 to Mar 31, 2026
- Advisory employees · 15 to 13Aug 19, 2025 to Mar 31, 2026
- HNW clients · 4 to 2Aug 19, 2025 to Mar 31, 2026
- Pooled vehicle clients · 19 to 20Aug 19, 2025 to Mar 31, 2026
- Assets in custody · $2.7B to $3.0BAug 19, 2025 to Mar 31, 2026
- Employees · 33 to 30Aug 19, 2025 to Mar 31, 2026
- Discretionary RAUM · $5.8B to $6.3BAug 19, 2025 to Mar 31, 2026
- HNW RAUM · $470M to $371MAug 19, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $470M to $371MAug 19, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $5.8B to $6.3BAug 19, 2025 to Mar 31, 2026
- RAUM · $6.3B to $6.7BAug 19, 2025 to Mar 31, 2026
- Private funds · 13 to 14Jul 15, 2025 to Aug 19, 2025
- Financial planning clients · unset to May 12, 2025 to Jul 15, 2025
- Accounts · 29 to 23Jul 11, 2024 to Mar 31, 2025
- Advisory employees · 14 to 15Jul 11, 2024 to Mar 31, 2025
- Charity clients · 1 to 0Jul 11, 2024 to Mar 31, 2025
- Corporate clients · 2 to 0Jul 11, 2024 to Mar 31, 2025
- HNW clients · 5 to 4Jul 11, 2024 to Mar 31, 2025
- Pooled vehicle clients · 21 to 19Jul 11, 2024 to Mar 31, 2025
- Assets in custody · $2.7B to $2.7BJul 11, 2024 to Mar 31, 2025
- Employees · 31 to 33Jul 11, 2024 to Mar 31, 2025
- Private funds · 15 to 13Jul 11, 2024 to Mar 31, 2025
- Discretionary RAUM · $6.2B to $5.8BJul 11, 2024 to Mar 31, 2025
- HNW RAUM · $1.6B to $470MJul 11, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $2.8B to $470MJul 11, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $6.2B to $5.8BJul 11, 2024 to Mar 31, 2025
- RAUM · $9.0B to $6.3BJul 11, 2024 to Mar 31, 2025
- Accounts · 25 to 29Mar 29, 2024 to Jul 11, 2024
- Charity clients · 0 to 1Mar 29, 2024 to Jul 11, 2024
Signals
15 dated events
- T•••• F••• M••••••••• L••• reported RAUM $10.4B, up 55% from $6.7B (2026-04-01 to 2026-07-31)Jul 31, 2026 · ria raum c••••e · derived
- T•••• F••• M••••••••• L••• reported RAUM $6.3B, down 30% from $9.0B (2024-07-11 to 2025-03-31)Mar 31, 2025 · ria raum c••••e · derived
- T•••• F••• M••••••••• L••• reported RAUM $9.0B, up 27% from $7.1B (2023-06-02 to 2024-03-29)Mar 29, 2024 · ria raum c••••e · derived
- Michael Brian Baldwin (Head Of Research) appeared on Schedule A of T•••• F••• M••••••••• L•••Jun 2, 2023 · Control person joined · fact
- Patrick Edward Garden (Chief Investment Officer And Limited Partner) no longer on Schedule A of T•••• F••• M••••••••• L••• (listed 2023-03-31, absent 2023-06-02)Jun 2, 2023 · Control person left · inference
- Ira Stuart Rosen (General Counsel) no longer on Schedule A of T•••• F••• M••••••••• L••• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Robert Daniel Marx (Co-General Counsel) appeared on Schedule A of T•••• F••• M••••••••• L•••Mar 31, 2022 · Control person joined · fact
- Gordon John Jerow (Chief Compliance Officer And Assistant General Counsel) appeared on Schedule A of T•••• F••• M••••••••• L•••May 4, 2021 · Control person joined · fact
- David Joshua Frank (Co-Head Of Research) appeared on Schedule A of T•••• F••• M••••••••• L•••Mar 31, 2021 · Control person joined · fact
- Sun Daysun Chang (Chief Compliance Officer And Assistant General Counsel) no longer on Schedule A of T•••• F••• M••••••••• L••• (listed 2020-11-19, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Robert Daniel Marx (Chief Compliance Officer And Assistant General Counsel) appeared on Schedule A of T•••• F••• M••••••••• L•••Mar 31, 2021 · Control person joined · fact
- William Leonard Weedman (Chief Financial Officer) appeared on Schedule A of T•••• F••• M••••••••• L•••Jun 3, 2019 · Control person joined · fact
- Alan Gregory Essner (Chief Financial Officer) no longer on Schedule A of T•••• F••• M••••••••• L••• (listed 2019-03-29, absent 2019-06-03)Jun 3, 2019 · Control person left · inference
- Michael Howard Felson (Chief Compliance Officer And Assistant General Counsel) no longer on Schedule A of T•••• F••• M••••••••• L••• (listed 2019-03-29, absent 2019-06-03)Jun 3, 2019 · Control person left · inference
- Sun Daysun Chang (Chief Compliance Officer And Assistant General Counsel) appeared on Schedule A of T•••• F••• M••••••••• L•••Jun 3, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- T•••• F••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- T••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-451-3000reportedpublic record, Form ADV, Jul 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026