DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B•••••••• P••• L••• S•••• P•••••••• L• R••• A•••• S•••••
Gross asset value
$303M
as of Apr 1, 2013; not a fund size
Peak GAV
$313M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
2 filings
Mar 30, 2012 to Apr 1, 2013
Reporting history
one row per Form ADV filing
Gross asset value$303M as of Apr 1, 2013
Mar 30, 2012$313M then
Owners3 as of Apr 1, 2013
Mar 30, 20127 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-129421reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaSeattle, Washington
- Goldman, Sachs & Co.New York, New York
- J.P. Morgan Securities Inc.New York, New York
- Merlin Securities, LLCSan Francisco, California
- Merrill Lynch, Pierce, Fenner & Smith Incorporated (Aka Bank Of America Securities)Seattle, Washington
- Societe GeneraleNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons