DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Ys St Notes LLC

Other Private Fundadvised byWillow Wealthasset manager805-4609152574IAPD
Gross asset value
$181M
as of Nov 6, 2024; not a fund size
Peak GAV
$181M
highest filing
Owners
5,683
beneficial owners reported
Minimum investment
$500
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
14 filings
Mar 28, 2023 to Nov 6, 2024
Reporting history
one row per Form ADV filing
Gross asset value$181M as of Nov 6, 2024
Mar 28, 2023$130M then
Owners5,683 as of Nov 6, 2024
Mar 28, 20235,683 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-333437reportedthe join to the Form D offering
Type as written
SHORT TERM NOTES FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Esquire Bank, National Association
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
0.0%reportedadviser and related persons