DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••• G••• C•••••• P••••••• •• L•••• L••
Private Equity Fundadvised byS•••••• G••• A••••••• L••asset manager805-4672844435no longer reportedIAPD
Gross asset value
$109,668
as of Jun 8, 2017; not a fund size
Peak GAV
$1.8M
highest filing
Owners
5
beneficial owners reported
Minimum investment
$95,373
as reported
Adviser and related own
89%
of the fund
Owned by funds
85%
fund-of-funds interests
Non-US owners
0%
Reported
13 filings
Mar 30, 2012 to Jun 8, 2017
Reporting history
one row per Form ADV filing
Gross asset value$109,668 as of Jun 8, 2017
Mar 30, 2012$1.8M then
Owners5 as of Jun 8, 2017
Mar 30, 20125 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citibank, N.A.New York, New York
- Td Bank, NaNew York, New York
Across DFX
shared identifiers only
- S•••••• G••• C•••••• P••••••• •• L•••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 89%reportedadviser and related persons