DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••• V•••• A••••••• R••••• F•••• L••
Private Equity Fundadvised byT••••••••• C•••••• P•••••••• L••asset manager805-4702643883no longer reportedIAPD
Gross asset value
$570,609
as of Mar 28, 2014; not a fund size
Peak GAV
$5.2M
highest filing
Owners
10
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
35%
Reported
4 filings
Mar 27, 2012 to Mar 28, 2014
Reporting history
one row per Form ADV filing
Gross asset value$570,609 as of Mar 28, 2014
Mar 27, 2012$5.2M then
Owners10 as of Mar 28, 2014
Mar 27, 201210 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 5% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Wells Fargo Bank Of Minnesota, National AssociationColumbia, Maryland
Across DFX
shared identifiers only
- S•••••• V•••• A••••••• R••••• F•••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons