DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Tennenbaum Capital Partners, LLC
Latest filing Jun 17, 2026
First filing on the tape Mar 27, 2012 · 58 filings
SEC status approved since Jul 6, 2001
RAUM
$3.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
36
reported on Schedule D
History
58 filings and snapshots on the tape
RAUM$3.2B as of Jun 17, 2026
Mar 27, 2012$5.0B then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Jun 17, 2026
Mar 27, 20120 then
Employees (5.A)10 as of Jun 17, 2026
Mar 28, 201360 then
Private funds36 as of Jun 17, 2026
Mar 27, 20128 then
RAUM -8.0% over the last fiscal year-18% a year over threeIARs 0 to 0offices 3 to 1
Practice profile
derived from the filing of Jun 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $105MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Custody
- $160M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B85%
- Insurance companies$226M14%
- Corporations and businesses$24.0M1.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 30reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $160M for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.92 institutional_share=0.07 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
45 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Tennenbaum Senior Loan Fund II, LP | Private Equity Fund | $1.0B | 2 | Mar 28, 2014 |
| Special Value Opportunities Fund, LLC | Private Equity Fund | $711M | 104 | Mar 30, 2016 |
| Tennenbaum Senior Loan Fund V, LLC | Private Equity Fund | $635M | 2 | Mar 30, 2015 |
| Tcp Direct Lending Fund Viii-U (Ireland) | Private Equity Fund | $477M | 3 | Mar 29, 2018 |
| Tennenbaum Special Situations Fund Ix, LLC | Private Equity Fund | $421M | 61 | Mar 30, 2015 |
| Tcp Direct Lending Fund Viii, LLC | Private Equity Fund | $399M | 29 | Mar 29, 2017 |
| Tcp Direct Lending Fund Viii-A, LLC | Private Equity Fund | $394M | 1 | Mar 29, 2017 |
| Tcp Direct Lending Fund Viii-L (Ireland) | Hedge Fund | $351M | 31 | Mar 29, 2018 |
| Tcp Direct Lending Fund Viii-T, LLC | Hedge Fund | $340M | 1 | Mar 29, 2018 |
| Tcp Direct Lending Fund Viii-S, LLC | Hedge Fund | $218M | 1 | Mar 29, 2018 |
| Tcp Direct Lending Feeder Viii-L (Ireland) | Hedge Fund | $204M | 10 | Mar 27, 2019 |
| Tennenbaum Enhanced Yield Fund I, LLC | Private Equity Fund | $183M | 5 | Mar 30, 2016 |
| Tennenbaum Enhanced Yield Operating I, LLC | Private Equity Fund | $183M | 5 | Mar 27, 2019 |
| Tcp Enhanced Yield Funding I, LLC | Private Equity Fund | $183M | 1 | Mar 27, 2019 |
| Tcp Direct Lending Fund Viii-L, LLC | Private Equity Fund | $165M | 20 | Mar 29, 2017 |
| Tennenbaum Energy Opportunities Fund, LP | Private Equity Fund | $151M | 3 | Mar 30, 2016 |
| Tennenbaum Energy Opportunities Co., LLC | Private Equity Fund | $151M | 1 | Mar 27, 2019 |
| Tennenbaum Heartland Co-Invest, LP | Private Equity Fund | $106M | 2 | Mar 30, 2015 |
| Tennenbaum Special Situations Ix-O, L.P. | Private Equity Fund | $103M | 3 | Mar 30, 2016 |
| Tcp Waterman Fund, LP | Securitized Asset Fund | $95.8M | 3 | Mar 30, 2015 |
| Tcp Waterman Clo, LLC | Securitized Asset Fund | $95.8M | 3 | Mar 28, 2013 |
| Tennenbaum Special Situations Fund Ix-A, LLC | Private Equity Fund | $89.4M | 2 | Mar 29, 2017 |
| Tennenbaum Opportunities Partners V, LP | Private Equity Fund | $87.4M | 1 | Mar 27, 2019 |
| Tennenbaum Opportunities Fund V, LLC | Private Equity Fund | $87.4M | 117 | Mar 29, 2018 |
| Tennenbaum Special Situations Ix-C, L.P. | Private Equity Fund | $76.8M | 6 | Mar 30, 2016 |
| Tcp Direct Lending Feeder Viii-U (Ireland) | Private Equity Fund | $58.4M | 2 | Mar 27, 2019 |
| Tennenbaum Senior Loan Fund IV-B, LP | Private Equity Fund | $42.7M | 1 | Mar 28, 2014 |
| Tennenbaum Special Situations Fund Ix-S, L.P. | Private Equity Fund | $36.1M | 4 | Mar 30, 2016 |
| Tennenbaum Senior Loan Fund III, LP | Private Equity Fund | $32.4M | 2 | Mar 30, 2015 |
| Tennenbaum Senior Loan Operating III, LLC | Private Equity Fund | $32.4M | 1 | Mar 28, 2014 |
| Tennenbaum Senior Loan Funding III, LLC | Private Equity Fund | $32.4M | 1 | Mar 30, 2016 |
| Tennenbaum Dip Opportunity Fund, LLCno longer reported | Private Equity Fund | $29.3M | 60 | Mar 27, 2012 |
| Tenwin, LPno longer reported | Private Equity Fund | $23.7M | 1 | Mar 27, 2012 |
| Tennenbaum Dip Opportunity Feeder, LP | Private Equity Fund | $9.1M | 113 | Mar 28, 2013 |
| Seb Dip Investor, LP | Private Equity Fund | $9.1M | 113 | Mar 27, 2019 |
| Tennenbaum Opportunities Fund Vi, LLC | Private Equity Fund | $9.1M | 113 | Mar 27, 2012 |
| Tennenbaum Senior Loan Fund IV-A, LP | Private Equity Fund | $6.3M | 1 | Mar 30, 2015 |
| Tennenbaum Senior Loan Spv IV-A, LLC | Private Equity Fund | $6.3M | 1 | Mar 28, 2014 |
| Tennenbuam Multi-Strategy Fund Spv (Cayman), Ltd.no longer reported | Other Private Fund | $3.8M | 30 | Mar 27, 2012 |
| Tennenbaum Multi-Strategy Master Fundno longer reported | Hedge Fund | $3.2M | 40 | Mar 27, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Edward James Keenan · Managing Directorcontrolsince 08/2018 · owns less than 5%
- Choon Sik Charles Park · Chief Compliance Officercontrolsince 09/2018 · owns less than 5%
- M Philip Tseng · Managing Directorcontrolsince 08/2018 · owns less than 5%
- Rajneesh Vig · Managing Directorcontrolsince 08/2018 · owns less than 5%
Entity owners
- Blackrock Capital Investment Advisors, LLC · Memberdirect · owns 75% or more
- Blackrock Advisors, LLC · Memberindirect · owns 75% or more of Blackrock Capital Investment Advisors, LLC
- Blackrock Capital Holdings, Inc. · Memberindirect · owns 75% or more of Blackrock Advisors, LLC
- Blackrock Financial Management, Inc · Sole Shareholderindirect · owns 75% or more of Blackrock Capital Holdings, Inc.
- Blackrock Holdco 2, Inc. · Sole Shareholderindirect · owns 75% or more of Blackrock Financial Management, Inc
- Blackrock Inc. · Sole Shareholderindirect · owns 75% or more of Blackrock Holdco 2, Inc. · public reporting company
Related persons
Schedule D 7.A
- 1824 Private Equity Gp, LLCpooled vehicle sponsory
- 1885 Private Opportunities Gp, LLCpooled vehicle sponsorn
- Aperio Group, LLCinvestment advisery
- Apo Global Healthcare Gp S.A R.L.pooled vehicle sponsorn
- Asia-Pacific Private Credit Opportunities Fund I (Genpar), L.P.pooled vehicle sponsorn
- Aviation Holdings Genpar, LLCpooled vehicle sponsorn
- Aviation Holdings III (Genpar) LLCpooled vehicle sponsorn
- Aviation Holdings III (Genpar), LLCpooled vehicle sponsorn
- Baa Co-Investment Fund (Genpar), LLCpooled vehicle sponsorn
- Baa Co-Investment Fund III (Genpar), LLCpooled vehicle sponsorn
- Baa Co-Investment Fund IV (Genpar), LLCpooled vehicle sponsorn
- Baa Co-Investment Fund V (Genpar), LLCpooled vehicle sponsorn
- Baa Custom Partnerships (Genpar), LLCpooled vehicle sponsory
- Baa Gaia Imc (Genpar), LLCpooled vehicle sponsorn
- Baa Private Capital 2002 (Genpar), LLCpooled vehicle sponsorn
- Baa Private Capital II (Genpar), LLCpooled vehicle sponsorn
- Baa Private Capital III (Genpar), LLCpooled vehicle sponsorn
- Baa Real Assets (Genpar), LLCpooled vehicle sponsorn
- Baa Real Assets II (Genpar), LLCpooled vehicle sponsorn
- Bis Brazos Infrastructure Gp, LLCpooled vehicle sponsorn
- Bis Nyc Infrastructure Emerging Manager Opportunities Gp, LLCpooled vehicle sponsorn
- Bis Nyc Infrastructure Emerging Manager Opportunities Gp, LLC.pooled vehicle sponsory
- Bl Lepus Genpar LLCpooled vehicle sponsorn
- Blackrock (Channel Islands) Limitedinvestment advisern
- Blackrock (Luxembourg) S.A.investment advisern
- Blackrock (Netherlands) B.V.investment advisern
- Blackrock (Singapore) Limitedinvestment adviserbanknRAUM $70B
- Blackrock Advisors (Uk) Limitedinvestment advisern
- Blackrock Advisors, LLCinvestment adviserbankyRAUM $1096B
- Blackrock Alternative Advisors (Genpar), LLCpooled vehicle sponsorn
Advisers that list Tennenbaum Capital Partners, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Santa Monica, CA12 employees
- San Francisco, CA3 employees
- Chicago, IL1 employees
- New York, NY1 employees
- Atlanta, GA1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing Jun 17, 2026related persons on Schedule D 7.A of 255.0 against a peer median of 7.0 (850 comparable advisers, 100.0th percentile, 55.8 robust deviations)peers: asset managers, $1B to $5B (850) · 100% percentile
- office count dropChange between filings · filing Mar 31, 2026offices other than the principal office (Item 1.F.5) moved from 3.0 to 1.0 (-67.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (139 comparable advisers, 3.0th percentile of changes)peers: asset managers, $1B to $5B (139) · 2.9% percentile
What changed
consecutive filings, newest first
- Private funds · 38 to 36May 15, 2026 to Jun 17, 2026
- Advisory employees · 8 to 7Jan 27, 2026 to Mar 31, 2026
- Corporate clients · unset to 1.0Jan 27, 2026 to Mar 31, 2026
- Assets in custody · $2.0B to $160MJan 27, 2026 to Mar 31, 2026
- Employees · 12 to 10Jan 27, 2026 to Mar 31, 2026
- Other offices · 3 to 1Jan 27, 2026 to Mar 31, 2026
- Discretionary RAUM · $3.4B to $3.2BJan 27, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $3.1B to $1.4BJan 27, 2026 to Mar 31, 2026
- RAUM · $3.4B to $3.2BJan 27, 2026 to Mar 31, 2026
- Financial planning clients · unset to Jun 18, 2025 to Jul 30, 2025
- Advisory employees · 19 to 8Feb 12, 2025 to Mar 31, 2025
- Advisory activities · 5 to 4Feb 12, 2025 to Mar 31, 2025
- Assets in custody · $394M to $2.0BFeb 12, 2025 to Mar 31, 2025
- Employees · 20 to 12Feb 12, 2025 to Mar 31, 2025
- Other offices · 5 to 3Feb 12, 2025 to Mar 31, 2025
- Discretionary RAUM · $6.1B to $3.4BFeb 12, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $4.3B to $3.1BFeb 12, 2025 to Mar 31, 2025
- RAUM · $6.1B to $3.4BFeb 12, 2025 to Mar 31, 2025
- Accounts · 35 to 30Nov 22, 2023 to Mar 28, 2024
- Pooled vehicle clients · 25 to 23Nov 22, 2023 to Mar 28, 2024
- Assets in custody · $396M to $394MNov 22, 2023 to Mar 28, 2024
- Private funds · 36 to 38Nov 22, 2023 to Mar 28, 2024
- Discretionary RAUM · $5.8B to $6.1BNov 22, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $4.5B to $4.3BNov 22, 2023 to Mar 28, 2024
- RAUM · $5.8B to $6.1BNov 22, 2023 to Mar 28, 2024
- Accounts · 36 to 35Sep 1, 2022 to Mar 29, 2023
- Advisory employees · 23 to 19Sep 1, 2022 to Mar 29, 2023
- Pooled vehicle clients · 26 to 25Sep 1, 2022 to Mar 29, 2023
- Assets in custody · $6.8B to $396MSep 1, 2022 to Mar 29, 2023
- Employees · 24 to 20Sep 1, 2022 to Mar 29, 2023
- Other offices · 3 to 5Sep 1, 2022 to Mar 29, 2023
- Discretionary RAUM · $11B to $5.8BSep 1, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $7.8B to $4.5BSep 1, 2022 to Mar 29, 2023
- RAUM · $11B to $5.8BSep 1, 2022 to Mar 29, 2023
- Advisory employees · 25 to 23Nov 5, 2021 to Mar 30, 2022
- Advisory activities · 4 to 5Nov 5, 2021 to Mar 30, 2022
- Assets in custody · $645M to $6.8BNov 5, 2021 to Mar 30, 2022
- Employees · 26 to 24Nov 5, 2021 to Mar 30, 2022
- Discretionary RAUM · $8.5B to $11BNov 5, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $5.6B to $7.8BNov 5, 2021 to Mar 30, 2022
Signals
8 dated events
- Tennenbaum Capital Partners, Llc reported RAUM $3.4B, down 44% from $6.1B (2025-02-12 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Eric Michael Leitner (Managing Director) no longer on Schedule A of Tennenbaum Capital Partners, Llc (listed 2024-05-02, absent 2024-05-17)May 17, 2024 · Control person left · inference
- Marshall Howard Levkowitz (Managing Director) no longer on Schedule A of Tennenbaum Capital Partners, Llc (listed 2024-05-02, absent 2024-05-17)May 17, 2024 · Control person left · inference
- Leslie Paul Davis (Managing Director) no longer on Schedule A of Tennenbaum Capital Partners, Llc (listed 2024-05-02, absent 2024-05-17)May 17, 2024 · Control person left · inference
- Robert Lee Landrum (Managing Director) no longer on Schedule A of Tennenbaum Capital Partners, Llc (listed 2024-05-02, absent 2024-05-17)May 17, 2024 · Control person left · inference
- Tennenbaum Capital Partners, Llc reported RAUM $5.8B, down 49% from $11.4B (2022-09-01 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Alice Elizabeth Greenwood (Managing Director) no longer on Schedule A of Tennenbaum Capital Partners, Llc (listed 2022-09-01, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Tennenbaum Capital Partners, Llc reported RAUM $11.4B, up 34% from $8.5B (2021-11-05 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Tennenbaum Capital Partners, LLC · Independent Sponsorsshared crd · capital_provider
- Tennenbaum Capital Partners, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/blackrockreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/isharesreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ishares.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 310 566 1000reportedpublic record, Form ADV, Jun 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026