DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
D••••••• S••••••••• C••••• O••••••••• F•••• L•
Other Private Fundadvised byN••••• I••••••••• M••••••••• B••••••• T••••asset manager805-4791829122no longer reportedIAPD
Gross asset value
$143M
as of Jun 18, 2013; not a fund size
Peak GAV
$253M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
8 filings
Mar 30, 2012 to Jun 18, 2013
Reporting history
one row per Form ADV filing
Gross asset value$143M as of Jun 18, 2013
Mar 30, 2012$253M then
Owners2 as of Jun 18, 2013
Mar 30, 20122 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-134252reportedthe join to the Form D offering
- Type as written
- UNREGISTERED FUND DESIGNED TO TAKE ADVANTAGE TO TAKE ADVANTAGE OF THE FEDERAL RESERVE'S TERM ASSET LOAN FACILITY PROGRAM.reported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bnym Asset ServicingEverett, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons