DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
I••••• S•••••••• P••••••• I•• C••••••••• L••• S••••• S•
Gross asset value
$286M
as of Oct 23, 2024; not a fund size
Peak GAV
$1.8B
highest filing
Owners
56
beneficial owners reported
Minimum investment
$19,000
as reported
Adviser and related own
41%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
21 filings
Mar 28, 2019 to Oct 23, 2024
Reporting history
one row per Form ADV filing
Gross asset value$286M as of Oct 23, 2024
Mar 28, 2019$100M then
Owners56 as of Oct 23, 2024
Mar 28, 201955 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 6% of the adviser's clients investedreported
- Form D file number
- 021-307121reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankSan Francisco, California
- National Financial Services LLCBoston, Massachusetts
- Raymond James & Associates, Inc.Saint Petersburg, Florida
Across DFX
shared identifiers only
- I••••• S•••••••• P••••••• I•• C•••••••• L•••• S• S••••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 41%reportedadviser and related persons