DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••• C••••• O••••••••• F•••• L•• • S••••• I••
Gross asset value
$67.9M
as of Sep 30, 2024; not a fund size
Peak GAV
$67.9M
highest filing
Owners
141
beneficial owners reported
Minimum investment
$23,810
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
21 filings
Mar 31, 2022 to Sep 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$67.9M as of Sep 30, 2024
Mar 31, 2022$64.6M then
Owners141 as of Sep 30, 2024
Mar 31, 2022141 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 24% of the adviser's clients investedreported
- Form D file number
- 021-368829reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Cibc Bank USAChicago, Illinois · LEI FDXQ75GPEQKRPWABYN63
- Fidelity Brokerage Services LLCSan Francisco, California
- First Republic BankSan Francisco, California · LEI YWC0TIKBQM2JV8L4IV08
Across DFX
shared identifiers only
- C••••• C••••• O••••••••• F•••• L•• • S••••• I•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons