DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H•••••••• V• L•••••• P•••••••••
Gross asset value
$45.6M
as of Jun 28, 2016; not a fund size
Peak GAV
$124M
highest filing
Owners
7
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
15 filings
Feb 13, 2012 to Jun 28, 2016
Reporting history
one row per Form ADV filing
Gross asset value$45.6M as of Jun 28, 2016
Feb 13, 2012$107M then
Owners7 as of Jun 28, 2016
Feb 13, 201210 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-139782reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Capital Inc.New York, New York
- Citibank, N.A.New York, New York
- First Republic Securities Company, LLCSan Francisco, California
- Goldman Sachs InternationalNew York, New York
- Goldman, Sachs & Co.New York, New York
- J.P. Morgan Clearing Corp.Brooklyn, New York
- Jpmorgan Chase Bank, N.A.Columbus, Ohio
- Morgan Stanley & Co. LLCNew York, New York
- U.S. Bank N.A.Minneapolis, Minnesota
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons