DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
I•• C•••••• H•••••••• L•
Gross asset value
$48.4M
as of Jul 31, 2024; not a fund size
Peak GAV
$53.2M
highest filing
Owners
92
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
6%
of the fund
Owned by funds
1%
fund-of-funds interests
Non-US owners
3%
Reported
14 filings
Mar 31, 2022 to Jul 31, 2024
Reporting history
one row per Form ADV filing
Gross asset value$48.4M as of Jul 31, 2024
Mar 31, 2022$49.4M then
Owners92 as of Jul 31, 2024
Mar 31, 202291 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 41% of the adviser's clients investedreported
- Form D file number
- 021-397485reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- RBC Capital Markets, LLCMinneapolis, Minnesota
Across DFX
shared identifiers only
- I•• C•••••• H•••••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 6.0%reportedadviser and related persons