DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•• A•••••••• L••
Latest filing May 21, 2026
First filing on the tape Mar 29, 2012 · 45 filings
SEC status approved since Oct 6, 2008
RAUM
$7.9B
reported, Item 5.F
Discretionary
27%
of RAUM
Private clients
72%
$5.7B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$7.9B
derived; firm RAUM over IAPD count
Employees
26
24 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$7.9B as of May 21, 2026
Mar 29, 2012$2.8B then
HNW client RAUM$5.7B as of May 21, 2026
Mar 29, 2018$3.3B then
State-registered IARs (5.B.3)1 as of May 21, 2026
Mar 28, 20130 then
Employees (5.A)26 as of May 21, 2026
Mar 28, 201320 then
Private funds11 as of May 21, 2026
Mar 29, 20122 then
RAUM +2.0% over the last fiscal year+6.1% a year over threeIARs 1 to 1
Practice profile
derived from the filing of May 21, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $7.9BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $104MderivedHNW RAUM over HNW clients
- Average account
- $73.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 27%derivedof RAUM
- Institutional
- 9.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 26.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $1.2B, 11 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.7B72%
- Pooled investment vehicles$1.1B14%
- Charitable organizations$787M9.9%
- Corporations and businesses$288M3.6%
- Individual clients
- n/areported
- HNW clients
- 55reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 108reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.2B for 11 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.72 fund_share=0.14 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• J•••••• A•••• | Los Angeles, Ca | Oct 7, 2008 | 37 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••••• D•••• C••••• to M• H••••••• S••••••••• I•••Sep 10, 2014 · Other
Joined, latest
- J••••• D•••• C••••• from J••• M••••• S••••••••• L••Nov 5, 2010 · Other
- J••••• J•••••• A•••• from J••• M••••• S••••••••• L••Oct 7, 2008 · Other
Private funds
20 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I•• C••••• O••••••••• F••• I• L• | Other Private Fund | $411M | 90 | Sep 21, 2020 |
| I•• C••••• O••••••••• F••• I•• L• | $216M | 27 | May 21, 2026 | |
| I•• C••••• O••••••••• F••• 2• L• | Other Private Fund | $128M | 2 | Sep 21, 2020 |
| I•• A••••• F•••• L•• | Hedge Fund | $94.5M | 64 | Mar 29, 2012 |
| I•• S••••• H••••••• L•• | Real Estate Fund | $75.2M | 61 | Mar 31, 2021 |
| C•••••• I•• I••••••••• L••no longer reported | Other Private Fund | $73.0M | 62 | Oct 5, 2015 |
| I•• A••••• F•••• L•• •••••• B•no longer reported | Hedge Fund | $65.8M | 43 | Mar 28, 2013 |
| I•• S•••••• O••••••••• F••• I• L• | Other Private Fund | $65.4M | 2 | Mar 31, 2022 |
| I•• C••••• O••••••••• F••• L• | Other Private Fund | $62.1M | 49 | Mar 31, 2017 |
| I•• A••••• F••• O••••••• S•• L•••••• •••••• B•no longer reported | Hedge Fund | $53.2M | 25 | Mar 28, 2013 |
| I•• C•••••• H•••••••• L•no longer reported | Private Equity Fund | $48.4M | 92 | Mar 31, 2022 |
| I•• M• H•••••••• L••no longer reported | Real Estate Fund | $46.4M | 23 | Mar 25, 2020 |
| I•• C••••• O••••••••• F••• 1• L• | Other Private Fund | $44.7M | 2 | Apr 12, 2018 |
| I•• I•••••••• F••• I• L•• | Other Private Fund | $22.6M | 4 | Mar 29, 2018 |
| I•• A••••• F••• O••••••• S•• L••••••no longer reported | Hedge Fund | $11.8M | 32 | Mar 29, 2012 |
| N•••• I•• H•••••••• L••no longer reported | Private Equity Fund | $9.7M | 0 | Mar 25, 2020 |
| R•••••• S••••• C••••• C• L••no longer reported | Real Estate Fund | $6.0M | 23 | Mar 31, 2022 |
| I•• I•••••••• F•••• L••no longer reported | Other Private Fund | $5.4M | 1 | Mar 28, 2013 |
| I•• S•••••••• H••••••• L•• | Real Estate Fund | $3.4M | 30 | Sep 21, 2020 |
| I•• T••••••••• C••• H•••••••• L•• | Real Estate Fund | $2.1M | 29 | Jul 1, 2019 |
Owners and control persons
Schedule A and B, latest filing
- A••••• J•••••• J•••••• · Co-Chief Investment Officer & Senior Managing Directorcontrolsince 07/2008 · owns 75% or more
- E••••••••• R•••••• B••••••• · Managing Directorcontrolsince 01/2009 · owns less than 5%
- J•••••••• B••••••• H• · Managing Directorcontrolsince 01/2009 · owns less than 5%
- M••••• E••••••••• · Co-Chief Investment Officer & Managing Directorcontrolsince 04/2025 · owns less than 5%
- P••••••••• A••••••• V••••••• · Chief Compliance Officercontrolsince 04/2016 · owns less than 5%
- A••••• C••••••• M•••• · Trusteecontrolsince 03/2005 · owns 75% or more of T•• A•••• F••••• T•••• D•• 3••••••••
- A••••• J•••••• J•••••• · Trusteecontrolsince 03/2005 · owns 75% or more of T•• A•••• F••••• T•••• D•• 3••••••••
Entity owners
- P•••• C•••• · Ownerdirect · owns 75% or more
- T•• A•••• F••••• T•••• D•• 3•••••••• · Ownerindirect · owns 75% or more of P•••• C••••
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing May 21, 2026RAUM per account of $73,364,131 against a peer median of $1,534,512 (282 comparable advisers, 99.0th percentile, 44.8 robust deviations)peers: independent wealth managers, $5B to $20B (282) · 99% percentile
- control person changedChange between filings · filing May 21, 2026M••••• E••••••••• (CO-CHIEF INVESTMENT OFFICER & MANAGING DIRECTOR) appeared on Schedule A between the filings of 2017-03-31 and 2026-05-21peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing May 21, 2026A••••• C••••••• M•••• (TRUSTEE) left Schedule A between the filings of 2017-03-31 and 2026-05-21peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 111 to 108Apr 27, 2026 to May 21, 2026
- Pooled vehicle clients · 14 to 11Apr 27, 2026 to May 21, 2026
- Assets in custody · $1.2B to $1.2BApr 27, 2026 to May 21, 2026
- Private funds · 14 to 11Apr 27, 2026 to May 21, 2026
- Discretionary RAUM · $2.2B to $2.2BApr 27, 2026 to May 21, 2026
- Pooled vehicle RAUM · $1.1B to $1.1BApr 27, 2026 to May 21, 2026
- RAUM · $7.9B to $7.9BApr 27, 2026 to May 21, 2026
- Assets in custody · $1.2B to $1.2BMar 18, 2026 to Apr 27, 2026
- Discretionary RAUM · $2.1B to $2.2BMar 18, 2026 to Apr 27, 2026
- Pooled vehicle RAUM · $1.1B to $1.1BMar 18, 2026 to Apr 27, 2026
- RAUM · $7.9B to $7.9BMar 18, 2026 to Apr 27, 2026
- Accounts · 108 to 111Sep 2, 2025 to Mar 18, 2026
- Advisory employees · 20 to 24Sep 2, 2025 to Mar 18, 2026
- Assets in custody · $616M to $1.2BSep 2, 2025 to Mar 18, 2026
- Employees · 25 to 26Sep 2, 2025 to Mar 18, 2026
- Discretionary RAUM · $1.4B to $2.1BSep 2, 2025 to Mar 18, 2026
- HNW RAUM · $5.7B to $5.7BSep 2, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $6.3B to $5.8BSep 2, 2025 to Mar 18, 2026
- Pooled vehicle RAUM · $1.1B to $1.1BSep 2, 2025 to Mar 18, 2026
- RAUM · $7.8B to $7.9BSep 2, 2025 to Mar 18, 2026
- Financial planning clients · unset to Apr 28, 2025 to Jun 30, 2025
- Accounts · 111 to 108Jul 31, 2024 to Apr 28, 2025
- Advisory employees · 21 to 20Jul 31, 2024 to Apr 28, 2025
- HNW clients · 57 to 55Jul 31, 2024 to Apr 28, 2025
- Pooled vehicle clients · 13 to 14Jul 31, 2024 to Apr 28, 2025
- Assets in custody · $759M to $616MJul 31, 2024 to Apr 28, 2025
- Employees · 26 to 25Jul 31, 2024 to Apr 28, 2025
- Private funds · 13 to 14Jul 31, 2024 to Apr 28, 2025
- Discretionary RAUM · $1.5B to $1.4BJul 31, 2024 to Apr 28, 2025
- HNW RAUM · $4.9B to $5.7BJul 31, 2024 to Apr 28, 2025
- Non-discretionary RAUM · $5.4B to $6.3BJul 31, 2024 to Apr 28, 2025
- Pooled vehicle RAUM · $1.1B to $1.1BJul 31, 2024 to Apr 28, 2025
- RAUM · $6.9B to $7.8BJul 31, 2024 to Apr 28, 2025
- Assets in custody · $758M to $759MMar 28, 2024 to Apr 22, 2024
- Discretionary RAUM · $1.5B to $1.5BMar 28, 2024 to Apr 22, 2024
- Pooled vehicle RAUM · $1.1B to $1.1BMar 28, 2024 to Apr 22, 2024
- RAUM · $6.9B to $6.9BMar 28, 2024 to Apr 22, 2024
- Accounts · 124 to 111Aug 16, 2023 to Mar 28, 2024
- Charity clients · 3 to 2Aug 16, 2023 to Mar 28, 2024
- Corporate clients · 3 to 2Aug 16, 2023 to Mar 28, 2024
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- I•• A•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- I•• A•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/ICG-ADVISORS-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 424-270-8900reportedpublic record, Form ADV, May 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $7.9Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
I•• A•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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