DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•••• I••••••••• M••••• F••• L•
Gross asset value
$1.6B
as of Aug 23, 2024; not a fund size
Peak GAV
$1.6B
highest filing
Owners
330
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
26%
of the fund
Owned by funds
3%
fund-of-funds interests
Non-US owners
58%
Reported
40 filings
Feb 15, 2012 to Aug 23, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.6B as of Aug 23, 2024
Feb 15, 2012$186M then
Owners330 as of Aug 23, 2024
Feb 15, 2012300 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-142237reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Cantor FitzgeraldNew York, New York · related person of the adviser
- Clear Street LLCNew York, New York
- Coinbase Securities, Inc.New York, New York
- Curvature Securities LLCChatham, New Jersey
- Dinosaur Merchant Bank Ltd.London, United Kingdom
- Interactive Brokers LLCGreenwich, Connecticut
- J.P. Morgan Securities LLCNew York, New York
- Jefferies LLCNew York, New York
- Maxim Group LLCNew York, New York
- Mirae Asset Securities (USA) Inc.New York, New York
- National Bank Independent NetworkToronto, Canada
- Pershing LLCJersey City, New Jersey · related person of the adviser
- Pi Financial Corp.Vancouver, Canada
- Sg Americas Securities, LLCNew York, New York
- Td Securities Inc.Toronto, Canada
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 26%reportedadviser and related persons