DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• F•••• M••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Feb 15, 2012 · 23 filings
SEC status approved since Mar 23, 2012
RAUM
$3.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$3.0B
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$3.0B as of Mar 31, 2026
Apr 1, 2013$322M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20131 then
Employees (5.A)4 as of Mar 31, 2026
Apr 1, 20134 then
Private funds6 as of Mar 31, 2026
Apr 1, 20132 then
RAUM +6.7% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $3.0BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $508MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• R••• W•••••Chartered Financial Analyst | Dallas, Tx | Apr 9, 2003 | 23 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• I••••••••• M••••• F••• L• | Hedge Fund | $1.6B | 330 | Feb 15, 2012 |
| A•••• E••• M••••• F••• L• | Hedge Fund | $407M | 15 | Feb 27, 2020 |
| A•••• O••••••••• M••••• F••• L••• | Hedge Fund | $254M | 37 | Mar 24, 2017 |
| A•••• N•••• S••• T••••••• E••••• F••• L• | Hedge Fund | $136M | 158 | Feb 22, 2021 |
| A••• A•••• T••••••• R••• E••••• N• F••• | Hedge Fund | $74.7M | 16 | Feb 28, 2019 |
| A••• A•••• T••••••• R••• E••••• F••• | Hedge Fund | $38.1M | 16 | Feb 28, 2019 |
| A•••• A••••• M••••• F••• L•no longer reported | Hedge Fund | $26.0M | 7 | Mar 31, 2014 |
| A••• A•••• S•• F•••no longer reported | Hedge Fund | $19.1M | 9 | Feb 22, 2021 |
| A••• A•••• T••••••• R••• E••••• S••••• F••• | Hedge Fund | $2.2M | 1 | Feb 25, 2022 |
Owners and control persons
Schedule A and B, latest filing
- M••••• A••••••• L••••••• · Limited Partner, Cfo (1/2013), Chief Compliance Officer (04/2015) And Manager Of The General Partner (01/2024)controlsince 01/2013 · owns 75% or more
- M••••• A••••••• L••••••• · Managercontrolsince 01/2024 · owns 75% or more of A•••• M••••••••• G• L••
Entity owners
- A•••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- A••• G• L••pooled vehicle sponsorn
- A••• G• L••pooled vehicle sponsorn
- A••• G• L••pooled vehicle sponsorn
- A••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $2.9B to $3.0BFeb 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.9B to $3.0BFeb 28, 2025 to Mar 31, 2026
- RAUM · $2.9B to $3.0BFeb 28, 2025 to Mar 31, 2026
- Accounts · 7 to 6Aug 23, 2024 to Feb 28, 2025
- Pooled vehicle clients · 7 to 6Aug 23, 2024 to Feb 28, 2025
- Financial planning clients · unset to Aug 23, 2024 to Feb 28, 2025
- Private funds · 7 to 6Aug 23, 2024 to Feb 28, 2025
- Discretionary RAUM · $2.5B to $2.9BAug 23, 2024 to Feb 28, 2025
- Pooled vehicle RAUM · $2.5B to $2.9BAug 23, 2024 to Feb 28, 2025
- RAUM · $2.5B to $2.9BAug 23, 2024 to Feb 28, 2025
- Accounts · 8 to 7May 26, 2023 to Mar 28, 2024
- Pooled vehicle clients · 8 to 7May 26, 2023 to Mar 28, 2024
- State-registered IARs · 1 to 0May 26, 2023 to Mar 28, 2024
- Private funds · 8 to 7May 26, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.9B to $2.5BMay 26, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.9B to $2.5BMay 26, 2023 to Mar 28, 2024
- RAUM · $1.9B to $2.5BMay 26, 2023 to Mar 28, 2024
- Accounts · 9 to 8Mar 30, 2022 to Mar 28, 2023
- Pooled vehicle clients · 9 to 8Mar 30, 2022 to Mar 28, 2023
- Private funds · 9 to 8Mar 30, 2022 to Mar 28, 2023
- Discretionary RAUM · $1.8B to $1.9BMar 30, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $1.8B to $1.9BMar 30, 2022 to Mar 28, 2023
- RAUM · $1.8B to $1.9BMar 30, 2022 to Mar 28, 2023
- Accounts · 17 to 9Nov 4, 2021 to Mar 30, 2022
- Pooled vehicle clients · 17 to 9Nov 4, 2021 to Mar 30, 2022
- Private funds · 8 to 9Nov 4, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.2B to $1.8BNov 4, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $1.2B to $1.8BNov 4, 2021 to Mar 30, 2022
- RAUM · $1.2B to $1.8BNov 4, 2021 to Mar 30, 2022
- Accounts · 11 to 17Mar 17, 2020 to Mar 16, 2021
- Pooled vehicle clients · 11 to 17Mar 17, 2020 to Mar 16, 2021
- Private funds · 6 to 8Mar 17, 2020 to Mar 16, 2021
- Discretionary RAUM · $820M to $1.2BMar 17, 2020 to Mar 16, 2021
- Pooled vehicle RAUM · $820M to $1.2BMar 17, 2020 to Mar 16, 2021
- RAUM · $820M to $1.2BMar 17, 2020 to Mar 16, 2021
- Accounts · 9 to 11Mar 26, 2019 to Mar 17, 2020
- Pooled vehicle clients · 9 to 11Mar 26, 2019 to Mar 17, 2020
- Private funds · 5 to 6Mar 26, 2019 to Mar 17, 2020
- Discretionary RAUM · $549M to $820MMar 26, 2019 to Mar 17, 2020
- Pooled vehicle RAUM · $549M to $820MMar 26, 2019 to Mar 17, 2020
Signals
6 dated events
- A•••• F•••• M••••••••• L• reported RAUM $2.5B, up 31% from $1.9B (2023-05-26 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Ross Bruce Winson (Manager Of The General Partner) no longer on Schedule A of A•••• F•••• M••••••••• L• (listed 2023-05-26, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- A•••• F•••• M••••••••• L• reported RAUM $1.8B, up 45% from $1.2B (2021-11-04 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- A•••• F•••• M••••••••• L• reported RAUM $1.2B, up 49% from $819.9M (2020-03-17 to 2021-03-16)Mar 16, 2021 · RAUM change · derived
- A•••• F•••• M••••••••• L• reported RAUM $819.9M, up 49% from $548.6M (2019-03-26 to 2020-03-17)Mar 17, 2020 · RAUM change · derived
- A•••• F•••• M••••••••• L• reported RAUM $646.6M, up 25% from $516.4M (2017-05-04 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- A••••FUNDS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 214.866.0200reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $3.0Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026