DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Private Equity Fundadvised by5• S•••• L••asset manager805-5193399887IAPD
Gross asset value
$215M
as of Mar 1, 2024; not a fund size
Peak GAV
$234M
highest filing
Owners
38
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
32%
Reported
14 filings
Mar 23, 2016 to Mar 1, 2024
Reporting history
one row per Form ADV filing
Gross asset value$215M as of Mar 1, 2024
Mar 23, 2016$89.3M then
Owners38 as of Mar 1, 2024
Mar 23, 201614 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
yesreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-243268reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Citibank Preferred Custody Services
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
1.0%reportedadviser and related persons