DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
57 Stars LLC
Latest filing Mar 30, 2026
First filing on the tape Mar 29, 2012 · 26 filings
SEC status approved since Sep 23, 2005
RAUM
$3.7B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
18 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
15
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$3.7B as of Mar 30, 2026
Mar 29, 2012$1.5B then
HNW client RAUM$0 as of Mar 30, 2026
Mar 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 26, 20130 then
Employees (5.A)24 as of Mar 30, 2026
Mar 26, 201317 then
Private funds15 as of Mar 30, 2026
Mar 29, 20127 then
RAUM -11% over the last fiscal year-7.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $247MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- -11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $3.1B, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.7B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.1B for 15 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- Jonas Steven Cowan · Managing Directorcontrolsince 04/2005 · owns less than 5%
- Darrin Mitchell Fenster · Chief Financial Officer And Associate Compliance Officercontrolsince 12/2010 · owns less than 5%
- Humbert Stephen Oneill · Managing Directorcontrolsince 04/2005 · owns less than 5%
- Vincent Eugene Pohren · Managing Directorcontrolsince 04/2005 · owns less than 5%
- David Charles Toy · Managing Director And Chief Compliance Officercontrolsince 04/2008 · owns less than 5%
- Jonas Steven Cowan · Membercontrolsince 04/2005 · owns F of 57 Stars Holdings LP
- Humbert Stephen Oneill · Membercontrolsince 04/2005 · owns F of 57 Stars Holdings LP
- Vincent Eugene Pohren · Membercontrolsince 04/2005 · owns F of 57 Stars Holdings LP
Entity owners
- 57 Stars Holdings LP · Memberdirect · owns 75% or more
- 57 Stars LLC · Member, 57 Stars International Advisors, LLCdirect · owns 75% or more
- 57 Stars Holdings LP · Memberindirect · owns F of 57 Stars LLC
Related persons
Schedule D 7.A
- 57 Stars Emerging Europe Gp, LLCpooled vehicle sponsory
- 57 Stars Global Innovation Fund 2 Gp, LLCpooled vehicle sponsory
- 57 Stars Global Opportunities Fund 2 Manager, LLCpooled vehicle sponsory
- 57 Stars Global Opportunity Fund 3 Cayman Gp, L.P.pooled vehicle sponsory
- 57 Stars Global Opportunity Fund 3 Gp (Guardian), LLCpooled vehicle sponsory
- 57 Stars Global Opportunity Fund 3 Gp (Kia), L.P.pooled vehicle sponsory
- 57 Stars Global Opportunity Fund 4 Cayman Gp, L.P.pooled vehicle sponsory
- 57 Stars Global Opportunity Fund 4 Gp (Co-Invest), LLCpooled vehicle sponsory
- 57 Stars Global Opportunity Fund 5 Cayman Gp, L.P.pooled vehicle sponsory
- 57 Stars Global Opportunity Fund 5 Gp - Nextgen Mobility Fund, LLCpooled vehicle sponsory
- 57 Stars Global Opportunity Fund 5 Gp (Impact), LLCpooled vehicle sponsory
- 57 Stars Global Opportunity Fund Gp (Nyscrf), LLCpooled vehicle sponsory
- 57 Stars International Select Opportunities Fund, LLCpooled vehicle sponsory
- 57 Stars Latin America Opportunity Fund Gp, LLCpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Munich, Germany1 employees
- Singapore 049213, Singapore1 employees
- Solana Beach, CA1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 16 to 15Jul 9, 2025 to Mar 30, 2026
- Advisory activities · 3 to 2Jul 9, 2025 to Mar 30, 2026
- Pooled vehicle clients · 16 to 15Jul 9, 2025 to Mar 30, 2026
- Assets in custody · $3.4B to $3.1BJul 9, 2025 to Mar 30, 2026
- Discretionary RAUM · $3.9B to $3.5BJul 9, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $196M to $160MJul 9, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $4.1B to $3.7BJul 9, 2025 to Mar 30, 2026
- RAUM · $4.1B to $3.7BJul 9, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 26, 2025 to Jul 9, 2025
- Advisory employees · 17 to 18Mar 1, 2024 to Mar 26, 2025
- Assets in custody · $3.6B to $3.4BMar 1, 2024 to Mar 26, 2025
- Employees · 23 to 24Mar 1, 2024 to Mar 26, 2025
- Discretionary RAUM · $4.4B to $3.9BMar 1, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $231M to $196MMar 1, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $4.6B to $4.1BMar 1, 2024 to Mar 26, 2025
- RAUM · $4.6B to $4.1BMar 1, 2024 to Mar 26, 2025
- Assets in custody · $4.6B to $3.6BMar 20, 2023 to Mar 1, 2024
- Employees · 22 to 23Mar 20, 2023 to Mar 1, 2024
- HQ city · WASHINGTON to ARLINGTONMar 20, 2023 to Mar 1, 2024
- HQ state · DC to VAMar 20, 2023 to Mar 1, 2024
- Other offices · 3 to 4Mar 20, 2023 to Mar 1, 2024
- Discretionary RAUM · $4.5B to $4.4BMar 20, 2023 to Mar 1, 2024
- Non-discretionary RAUM · $177M to $231MMar 20, 2023 to Mar 1, 2024
- Pooled vehicle RAUM · $4.7B to $4.6BMar 20, 2023 to Mar 1, 2024
- RAUM · $4.7B to $4.6BMar 20, 2023 to Mar 1, 2024
- Accounts · 14 to 16Jul 24, 2022 to Mar 20, 2023
- Advisory employees · 16 to 17Jul 24, 2022 to Mar 20, 2023
- Pooled vehicle clients · 14 to 16Jul 24, 2022 to Mar 20, 2023
- Assets in custody · $3.8B to $4.6BJul 24, 2022 to Mar 20, 2023
- Other offices · 4 to 3Jul 24, 2022 to Mar 20, 2023
- Private funds · 13 to 15Jul 24, 2022 to Mar 20, 2023
- Discretionary RAUM · $4.5B to $4.5BJul 24, 2022 to Mar 20, 2023
- Non-discretionary RAUM · $228M to $177MJul 24, 2022 to Mar 20, 2023
- Pooled vehicle RAUM · $4.7B to $4.7BJul 24, 2022 to Mar 20, 2023
- RAUM · $4.7B to $4.7BJul 24, 2022 to Mar 20, 2023
- Advisory employees · 17 to 16Nov 1, 2021 to Mar 28, 2022
- Assets in custody · $2.8B to $3.8BNov 1, 2021 to Mar 28, 2022
- Discretionary RAUM · $3.7B to $4.5BNov 1, 2021 to Mar 28, 2022
- Non-discretionary RAUM · $190M to $228MNov 1, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $3.9B to $4.7BNov 1, 2021 to Mar 28, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- 57 Stars LLC · Independent Sponsorsshared crd · capital_provider
- 57 Stars LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/57-STARS-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- 57STARS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 202-824-1600reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026