DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•••••• I•• P••••••••• F•••• L•••
Private Equity Fundadvised byS•••• P•••• C•••••• L••asset manager805-5206335878no longer reportedIAPD
Gross asset value
$456,995
as of Jul 23, 2018; not a fund size
Peak GAV
$29.7M
highest filing
Owners
33
beneficial owners reported
Minimum investment
$10,000
as reported
Adviser and related own
80%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
1%
Reported
10 filings
Feb 14, 2012 to Jul 23, 2018
Reporting history
one row per Form ADV filing
Gross asset value$456,995 as of Jul 23, 2018
Feb 14, 2012$25.5M then
Owners33 as of Jul 23, 2018
Feb 14, 201233 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-68360reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- JP Morgan ChaseNew York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
Across DFX
shared identifiers only
- T•••••• I•• P••••••••• F•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 80%reportedadviser and related persons