DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

H••• M•• L•

Hedge Fundadvised byH••• H•••• A•••• M••••••••• L••asset manager805-5268167900IAPD
Gross asset value
$40.2M
as of Mar 14, 2023; not a fund size
Peak GAV
$144M
highest filing
Owners
27
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
14%
of the fund
Owned by funds
17%
fund-of-funds interests
Non-US owners
0%
Reported
17 filings
Feb 6, 2012 to Mar 14, 2023
Reporting history
one row per Form ADV filing
Gross asset value$40.2M as of Mar 14, 2023
Feb 6, 2012$9.5M then
Owners27 as of Mar 14, 2023
Feb 6, 201215 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-159138reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America N.A.
    New York, New York
  • Citi
    New York, New York
  • Citizens Bank N.A.
    Newton, Massachusetts
  • Goldman Sachs & Co. LLC
    Boston, Massachusetts
  • Goldman Sachs Asset Management LP
    Chicago, Illinois
  • J.P. Morgan Chase Bank
    New York, New York
  • J.P. Morgan Securities LLC
    New York, New York
  • Merrill Lynch Professional Clearing Corp.
    Boston, Massachusetts
  • Morgan Stanley & Co. LLC
    Boston, Massachusetts
  • UBS Ag
    London, United Kingdom
  • UBS Securities LLC
    New York, New York
  • Wells Fargo Bank, N.A.
    Charlotte, North Carolina
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
14%reportedadviser and related persons