DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B••••• H••• E••••••••• M••••• F••• L•
Gross asset value
$242M
as of Sep 12, 2024; not a fund size
Peak GAV
$408M
highest filing
Owners
40
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
40%
of the fund
Owned by funds
3%
fund-of-funds interests
Non-US owners
15%
Reported
37 filings
Oct 10, 2016 to Sep 12, 2024
Reporting history
one row per Form ADV filing
Gross asset value$242M as of Sep 12, 2024
Oct 10, 2016$322M then
Owners40 as of Sep 12, 2024
Oct 10, 201661 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 3% of the adviser's clients investedreported
- Form D file number
- 021-267648reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Bank PlcLondon, United Kingdom · LEI G5GSEF7VJP5I7OUK5573
- Barclays Capital Inc.New York, New York
- Bnp ParibasParis, France · LEI R0MUWSFPU8MPRO8K5P83
- Bnp Paribas Securities Corp.New York, New York
- The Northern Trust CompanyChicago, Illinois · LEI 6PTKHDJ8HDUF78PFWH30
- Wells Fargo Securities, LLCCharlotte, North Carolina
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 40%reportedadviser and related persons