DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•• I••••••••• P••••••• ••• L•
Latest filing Aug 7, 2026
First filing on the tape Jan 22, 2016 · 49 filings
SEC status approved since Feb 10, 2016
RAUM
$2.9B
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
51
26 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
27
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$2.9B as of Aug 7, 2026
Mar 31, 2017$9.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 7, 2026
Mar 31, 20170 then
Employees (5.A)51 as of Aug 7, 2026
Mar 31, 201796 then
Private funds27 as of Aug 7, 2026
Mar 31, 201744 then
RAUM -25% over the last fiscal year-22% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $72.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -25%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.5B88%
- State and municipal entities$300M10%
- Corporations and businesses$29.2M1.0%
- Pension and profit-sharing plans$12.6M0.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 40reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.88 institutional_share=0.11 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
65 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•••••• O••••••• A••••••••• M••••• L•••no longer reported | Hedge Fund | $596M | 44 | Mar 30, 2012 |
| H•••••• L••• A••••••• F•••••• 2••••• L••• | Securitized Asset Fund | $445M | 0 | Aug 21, 2018 |
| B••••• H••• C•• 2••••• L••• | Securitized Asset Fund | $437M | 0 | Feb 27, 2022 |
| B••••• H••• • T••••• C•• 2••••• L••• | Securitized Asset Fund | $431M | 0 | Mar 31, 2021 |
| H•• L• | Hedge Fund | $369M | 2 | Mar 30, 2012 |
| H•••••• L••• A••••••• F•••••• 2••••• L••• | Securitized Asset Fund | $361M | 0 | Feb 27, 2019 |
| B••••• H••• O••••••••• C••••• M••••• •••• F••• L• | Hedge Fund | $320M | 51 | Apr 6, 2020 |
| B••••• H••• O••••••••• C••••• M••••• F••• L• | Hedge Fund | $264M | 51 | Apr 6, 2020 |
| B••••• H••• O••••••••• C••••• M••••• ••• F••• I• L• | Hedge Fund | $262M | 32 | Nov 17, 2022 |
| H•••••• L••• A••••••• F•••••• 2••••• L••• | Securitized Asset Fund | $259M | 0 | Feb 16, 2018 |
| B••••• H••• O••••••••• C••••• M••••• F••• I• L• | Hedge Fund | $253M | 32 | Nov 17, 2022 |
| B••••• H••• E••••••••• M••••• F••• L• | Hedge Fund | $242M | 40 | Oct 10, 2016 |
| H•••••• L••• A••••••• F•••••• 2••••• L••• | Securitized Asset Fund | $236M | 0 | Aug 25, 2017 |
| H•••••• P••••••• L•no longer reported | Hedge Fund | $202M | 46 | Apr 2, 2012 |
| B••••• H••• N• F••• L• | Hedge Fund | $173M | 2 | Mar 31, 2021 |
| H•••••• S••••• L••• F••• I• M••••• L•no longer reported | Hedge Fund | $139M | 16 | Mar 25, 2013 |
| S•••• C•••••• A••••••••• S••••••••• F••• S•• | Other Private Fund | $112M | 5 | Feb 16, 2018 |
| H•••••• P••••••• O••••••• L•••no longer reported | Hedge Fund | $111M | 34 | Jan 22, 2016 |
| H•••••• V••••• B•••••• M••••• F••• L• | Hedge Fund | $102M | 1 | Feb 10, 2017 |
| S•••• C•••••• P•• L••• V• P••no longer reported | Hedge Fund | $84.1M | 1 | Aug 21, 2012 |
| S•••• C•••••• P•• L••• V• P••no longer reported | Hedge Fund | $75.3M | 1 | Mar 31, 2014 |
| G•••••• H••••• V••••• V••• L••••••no longer reported | Hedge Fund | $73.6M | 3 | Mar 30, 2012 |
| H•••••• L••• A••••••• F•••••• 2••••• L••• | Securitized Asset Fund | $65.6M | 0 | Nov 24, 2015 |
| S•••• C•••••• P•• L••• V•• P••no longer reported | Hedge Fund | $62.4M | 16 | Nov 26, 2014 |
| H•••••• L••• A••••••• F•••••• 2••••• L•••no longer reported | Securitized Asset Fund | $61.1M | 0 | Nov 26, 2014 |
| S•••• C•••••• P•• L••• V••• P••no longer reported | Hedge Fund | $59.5M | 1 | Nov 26, 2014 |
| H•••••• L••• A••••••• F•••••• 2••••• L••• | Securitized Asset Fund | $50.9M | 0 | Jul 31, 2015 |
| B••••• H••• W• F••• L• | Hedge Fund | $39.9M | 1 | Mar 29, 2019 |
| H•••••• L••• A••••••• F•••••• 2••••• L••• | Securitized Asset Fund | $38.0M | 0 | Jul 31, 2015 |
| H••• F••• I•• S•• O• B••••• O• S•••••• O••••••••• S••••••••• P•••••••• C•no longer reported | Hedge Fund | $36.0M | 8 | Apr 6, 2016 |
| H•• L• | Hedge Fund | $25.3M | 1 | Dec 21, 2012 |
| H•••••• I••••••••• O••••••••• S•• • S••••••••• P•••••••• A•no longer reported | Private Equity Fund | $21.0M | 20 | May 18, 2018 |
| P•••••• F••• I• A• S•• F••• O• P••••••••• F••• I• I••• | Hedge Fund | $18.7M | 7 | Feb 16, 2018 |
| H•••••• D••••••••• F•••• L•••no longer reported | Hedge Fund | $15.4M | 11 | Apr 2, 2012 |
| H••• F••• I• L• | Hedge Fund | $15.1M | 1 | Dec 21, 2012 |
| H••• F••• I•• S•• O• B••••• O• S•••••• O••••••••• S••••••••• P••••••••no longer reported | Hedge Fund | $14.7M | 5 | Nov 26, 2013 |
| H•••••• O••••••• F••• L••••••no longer reported | Hedge Fund | $14.7M | 6 | Jan 22, 2016 |
| H•••••• M•••• B•••••• F••• L•no longer reported | Hedge Fund | $13.8M | 1 | Aug 27, 2014 |
| H•••••• F•••• L•••no longer reported | Hedge Fund | $13.6M | 14 | Apr 2, 2012 |
| H•••••• E•••••• P••••• A•• I••••••••• C•••••• H••••••• L••no longer reported | Hedge Fund | $9.2M | 10 | Mar 31, 2014 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• J••••• O• · Chief Executive Officer, Chief Investment Officercontrolsince 01/2014 · owns less than 5%
- F•••••••• J••••• Z•• · Chief Financial Officercontrolsince 01/2017 · owns less than 5%
- F•••••• J•••• B••••••• · Chief Compliance Officer, General Counselcontrolsince 09/2024 · owns less than 5%
- D•••••• J••••• O• · Chief Executive Officercontrolsince 10/2018 · owns 50% to 75% of B••••• H••• M••••••••• P••••••• L•
- D•••••• J••••• O• · Chief Executive Officercontrolsince 10/2018 · owns 75% or more of B••••• H••• M••••••••• P••••••• G• L••
- W•••••• A•••• S••••• · L•••••• Partnersince 08/2014 · owns 25% to 50% of T••• M••••••••• H•••••••• L•••
Entity owners
- B••••• H••• I••••••••• P••••••• G• L•• · General Partnerdirect · owns less than 5%
- B••••• H••• M••••••••• P••••••• L• · L•••••• Partnerdirect · owns 50% to 75%
- B••••• H••• M••••••••• P••••••• G• L•• · General Partnerindirect · owns F of B••••• H••• M••••••••• P••••••• L•
- B••••• H••• M••••••••• P••••••• L• · Memberindirect · owns 75% or more of B••••• H••• I••••••••• P••••••• G• L••
- C•••• M••••••••• H•••••••• L••• · L•••••• Partnerdirect · owns 5% to 10%
- N•• S•••••••• H••••••• •• L• · L•••••• Partnerdirect · owns 10% to 25%
- N•••••••• G••••• I••••••••• L•••••• · Shareholderindirect · owns 75% or more of N•• S•••••••• H•••••• I• I••
- N•• S•••••••• H•••••• I• I•• · Shareholderindirect · owns 75% or more of N•• S•••••••• H••••••• I•• I•••
- N•• S•••••••• H••••••• G• L•• · General Partnerindirect · owns F of N•• S•••••••• H••••••• •• L•
- N•• S•••••••• H••••••• I•• I••• · Managing Memberindirect · owns 75% or more of N•• S•••••••• H••••••• G• L••
- N•• S•••••••• H••••••• I•• I••• · L•••••• Partnerindirect · owns 75% or more of N•• S•••••••• H••••••• •• L•
- S•••• S••••• P••••••• M••••••••• C••••••• L••• · L•••••• Partnerindirect · owns 75% or more of C•••• M••••••••• H•••••••• L•••
- T••• M••••••••• H•••••••• L••• · L•••••• Partnerindirect · owns 75% or more of S•••• S••••• P••••••• M••••••••• C••••••• L•••
Related persons
Schedule D 7.A
- B••••• H••• A•••••••• I• M••••••••• L•investment adviseryRAUM $16.3M
- B••••• H••• F••• G• L••bankpooled vehicle sponsorn
- B••••• H••• O••••••••• C••••• F••• I• G• L••bankpooled vehicle sponsorn
- H•••••• V••••• B•••••• G• L••bankpooled vehicle sponsorn
- H•• G• L••bankpooled vehicle sponsorn
- H••• G• L••bankpooled vehicle sponsorn
Advisers that list M•• I••••••••• P••••••• ••• L• as a related person
- 169933 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Private funds · 25 to 27May 11, 2026 to Aug 7, 2026
- Private funds · 31 to 25Mar 30, 2026 to May 11, 2026
- Accounts · 43 to 40Nov 25, 2025 to Mar 30, 2026
- Advisory employees · 22 to 26Nov 25, 2025 to Mar 30, 2026
- Advisory activities · 3 to 2Nov 25, 2025 to Mar 30, 2026
- Pooled vehicle clients · 25 to 34Nov 25, 2025 to Mar 30, 2026
- Employees · 49 to 51Nov 25, 2025 to Mar 30, 2026
- Discretionary RAUM · $3.6B to $2.6BNov 25, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $238M to $292MNov 25, 2025 to Mar 30, 2026
- Pension RAUM · $30.8M to $12.6MNov 25, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $2.3B to $2.5BNov 25, 2025 to Mar 30, 2026
- RAUM · $3.8B to $2.9BNov 25, 2025 to Mar 30, 2026
- Business name · B••••• H••• I••••••••• P••••••• L• to M•• I••••••••• P••••••• ••• L•Mar 31, 2025 to Nov 25, 2025
- Legal name · B••••• H••• I••••••••• P••••••• L• to M•• I••••••••• P••••••• ••• L•Mar 31, 2025 to Nov 25, 2025
- Related broker-dealer · false to trueMar 31, 2025 to Nov 25, 2025
- Advisory employees · 24 to 22Sep 12, 2024 to Mar 31, 2025
- Employees · 58 to 49Sep 12, 2024 to Mar 31, 2025
- Financial planning clients · unset to Sep 12, 2024 to Mar 31, 2025
- Discretionary RAUM · $4.9B to $3.6BSep 12, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $253M to $238MSep 12, 2024 to Mar 31, 2025
- Pension RAUM · $70.7M to $30.8MSep 12, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.4B to $2.3BSep 12, 2024 to Mar 31, 2025
- RAUM · $5.1B to $3.8BSep 12, 2024 to Mar 31, 2025
- Accounts · 50 to 43Jun 7, 2023 to Mar 28, 2024
- Advisory employees · 28 to 24Jun 7, 2023 to Mar 28, 2024
- Pooled vehicle clients · 28 to 25Jun 7, 2023 to Mar 28, 2024
- Employees · 63 to 58Jun 7, 2023 to Mar 28, 2024
- Private funds · 38 to 31Jun 7, 2023 to Mar 28, 2024
- Discretionary RAUM · $5.9B to $4.9BJun 7, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $241M to $253MJun 7, 2023 to Mar 28, 2024
- Pension RAUM · $75.5M to $70.7MJun 7, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.8B to $2.4BJun 7, 2023 to Mar 28, 2024
- RAUM · $6.1B to $5.1BJun 7, 2023 to Mar 28, 2024
- Accounts · 57 to 50Nov 17, 2022 to Mar 31, 2023
- Advisory employees · 24 to 28Nov 17, 2022 to Mar 31, 2023
- Pooled vehicle clients · 33 to 28Nov 17, 2022 to Mar 31, 2023
- Discretionary RAUM · $6.2B to $5.9BNov 17, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $243M to $241MNov 17, 2022 to Mar 31, 2023
- Pension RAUM · $93.0M to $75.5MNov 17, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $2.6B to $2.8BNov 17, 2022 to Mar 31, 2023
Signals
13 dated events
- M•• I••••••••• P••••••• ••• L• reported RAUM $3.8B, down 26% from $5.1B (2024-09-12 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Suzanne Mcdermott (Chief Operating Officer, Chief Legal Officer, Chief Compliance Officer) no longer on Schedule A of M•• I••••••••• P••••••• ••• L• (listed 2024-03-28, absent 2024-09-12)Sep 12, 2024 · Control person left · inference
- Benjamin John Freese (Chief Compliance Officer, General Counsel) appeared on Schedule A of M•• I••••••••• P••••••• ••• L•Sep 12, 2024 · Control person joined · fact
- M•• I••••••••• P••••••• ••• L• reported RAUM $6.5B, down 26% from $8.7B (2022-02-27 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Ross Kevah Konner (Chief Risk Officer) no longer on Schedule A of M•• I••••••••• P••••••• ••• L• (listed 2021-01-29, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Wolf Joseph Hill (Managing Principal, Executive Committee Member) no longer on Schedule A of M•• I••••••••• P••••••• ••• L• (listed 2019-11-18, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Winand John Greene (Portfolio Manager, Managing Principal) no longer on Schedule A of M•• I••••••••• P••••••• ••• L• (listed 2019-11-18, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Ross Brian Smead (Portfolio Manager, Executive Committee Member) no longer on Schedule A of M•• I••••••••• P••••••• ••• L• (listed 2019-11-18, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Nelson Mark Simons (Portfolio Manager) no longer on Schedule A of M•• I••••••••• P••••••• ••• L• (listed 2019-11-18, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- S Pratik Desai (Portfolio Manager) no longer on Schedule A of M•• I••••••••• P••••••• ••• L• (listed 2019-11-18, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- S Pratik Desai (Portfolio Manager) appeared on Schedule A of M•• I••••••••• P••••••• ••• L•Mar 29, 2019 · Control person joined · fact
- H•••••• M••••••••• H••••••• L• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 22, 2016 · Succession (Item 4) · fact
- H•••••• M••••••••• H••••••• L• filed its initial SEC registration (Form ADV)Jan 22, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M•• I••••••••• P••••••• ••• L• · Independent Sponsorsshared crd · capital_provider
- B••••• H••• I••••••••• P••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- man.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-303-9400reportedpublic record, Form ADV, Aug 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026