DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
P•••••• C••••• I• L••
Other Private Fundadvised byS•• C•••••• M••••••••• L••independent RIA805-5306806880no longer reportedIAPD
Gross asset value
$64.6M
as of Jul 12, 2024; not a fund size
Peak GAV
$332M
highest filing
Owners
210
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
2%
Reported
39 filings
Feb 21, 2014 to Jul 12, 2024
Reporting history
one row per Form ADV filing
Gross asset value$64.6M as of Jul 12, 2024
Feb 21, 2014$184M then
Owners210 as of Jul 12, 2024
Feb 21, 2014129 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 30% of the adviser's clients investedreported
- Form D file number
- 021-205468reportedthe join to the Form D offering
- Type as written
- P•••••• CREDIT FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankBoston, Massachusetts · LEI YWC0TIKBQM2JV8L4IV08
- Fnz Trust CompanyQuincy, Massachusetts · LEI 984500A59FF3B100B728
Across DFX
shared identifiers only
- S•• H••• I••••• S••••••••• F••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons