DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•••• S•• •••• X••• L•••
Gross asset value
$2.3B
as of Nov 19, 2020; not a fund size
Peak GAV
$2.3B
highest filing
Owners
19
beneficial owners reported
Minimum investment
$50.0M
as reported
Adviser and related own
9%
of the fund
Owned by funds
5%
fund-of-funds interests
Non-US owners
95%
Reported
9 filings
Mar 31, 2017 to Nov 19, 2020
Reporting history
one row per Form ADV filing
Gross asset value$2.3B as of Nov 19, 2020
Mar 31, 2017$0 then
Owners19 as of Nov 19, 2020
Mar 31, 20170 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-280720reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Goldman Sachs & Co. LLCNew York, New York
- Morgan Stanley & Co. International PlcLondon, United Kingdom · LEI 4PQUHN3JPFGFNF3BB653
- Morgan Stanley Capital Services LLCNew York, New York · LEI I7331LVCZKQKX5T7XV54
- State Street Bank And Trust CompanyBoston, Massachusetts · LEI 571474TGEMMWANRLN572
- UBS AgBasel, Switzerland · LEI BFM8T61CT2L1QCEMIK50
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 9.0%reportedadviser and related persons