DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
W•••••• P••••• X•• P••••••• •••••••• L•••
Gross asset value
$454M
as of Sep 3, 2024; not a fund size
Peak GAV
$594M
highest filing
Owners
158
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
33%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
37%
Reported
27 filings
Mar 28, 2016 to Sep 3, 2024
Reporting history
one row per Form ADV filing
Gross asset value$454M as of Sep 3, 2024
Mar 28, 2016$0 then
Owners158 as of Sep 3, 2024
Mar 28, 2016139 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Blackrock Advisors, LLCWilmington, Delaware
- Bofa Securities, Inc.New York, New York
- J.P. Morgan Investment Management Inc.New York, New York
- J.P. Morgan Securities LLCNewark, Delaware
- JP Morgan Chase Bank NaNew York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Wells Fargo Bank, NaSioux Falls, South Dakota
Across DFX
shared identifiers only
- W•••••• P••••• X•• P••••••• •••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 33%reportedadviser and related persons