DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M•••
Gross asset value
$689M
as of Feb 26, 2020; not a fund size
Peak GAV
$2.0B
highest filing
Owners
121
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
7%
of the fund
Owned by funds
22%
fund-of-funds interests
Non-US owners
6%
Reported
53 filings
Mar 30, 2012 to Feb 26, 2020
Reporting history
one row per Form ADV filing
Gross asset value$689M as of Feb 26, 2020
Mar 30, 2012$372M then
Owners121 as of Feb 26, 2020
Mar 30, 201217 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citco Banking Corporation N.V.Willemstad, Netherlands Antilles
- Credit Suisse Securities (USA) LLCNew York, New York
- Deutsche Bank Securities Inc.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- The Bank Of New York MellonNew York, New York · LEI HPFHU0OQ28E4N0NFVK49
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 7.0%reportedadviser and related persons