DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• F•••••••• L••
Latest filing Aug 5, 2026
First filing on the tape Mar 30, 2012 · 94 filings
SEC status approved since Aug 30, 2005
RAUM
$32B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$32B
derived; firm RAUM over IAPD count
Employees
209
64 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
58
reported on Schedule D
History
94 filings and snapshots on the tape
RAUM$32B as of Aug 5, 2026
Mar 30, 2012$11B then
HNW client RAUM$0 as of Jan 24, 2025
Mar 31, 2021$0 then
State-registered IARs (5.B.3)0 as of Aug 5, 2026
Mar 27, 20130 then
Employees (5.A)209 as of Aug 5, 2026
Mar 27, 2013229 then
Private funds58 as of Aug 5, 2026
Mar 30, 201258 then
RAUM +38% over the last fiscal year+8.9% a year over threeIARs 0 to 0offices 1 to 3
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $32BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $444MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 209.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $31B, 58 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$31B96%
- Other investment advisers$807M2.5%
- Insurance companies$362M1.1%
- Banks and thrifts$75.0M0.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 72reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $31B for 58 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.99 institutional_share=0.01 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• J•• S•••••••• | Austin, Tx | Jan 22, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
146 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••• | Hedge Fund | $2.3B | 1 | Mar 30, 2012 |
| C••• | Hedge Fund | $1.7B | 47 | Mar 30, 2012 |
| M••• | Hedge Fund | $1.5B | 39 | Mar 31, 2015 |
| M••• | Hedge Fund | $1.5B | 1 | Mar 30, 2012 |
| M••• | Hedge Fund | $1.4B | 2 | Mar 31, 2021 |
| M••• | Hedge Fund | $1.3B | 60 | Feb 15, 2018 |
| M••• | Hedge Fund | $1.3B | 89 | Mar 30, 2012 |
| M••• | Hedge Fund | $1.1B | 2 | Mar 31, 2017 |
| M•••no longer reported | Hedge Fund | $808M | 131 | Mar 30, 2012 |
| M••• | Hedge Fund | $721M | 3 | Feb 26, 2019 |
| M••• | Hedge Fund | $718M | 30 | Mar 31, 2015 |
| C••• | Hedge Fund | $713M | 2 | Mar 30, 2012 |
| P••• | Hedge Fund | $711M | 4 | Mar 31, 2021 |
| S••• | Hedge Fund | $693M | 5 | Mar 30, 2012 |
| M••• | Hedge Fund | $692M | 4 | Feb 3, 2022 |
| M•••no longer reported | Hedge Fund | $689M | 121 | Mar 30, 2012 |
| M•••no longer reported | Hedge Fund | $687M | 29 | Mar 29, 2016 |
| M••• | Hedge Fund | $616M | 2 | Jul 20, 2022 |
| C••• | Hedge Fund | $544M | 1 | Mar 30, 2012 |
| M••• | Hedge Fund | $486M | 2 | Feb 23, 2023 |
| M•••no longer reported | Hedge Fund | $473M | 1 | Mar 30, 2012 |
| M••• | Hedge Fund | $460M | 2 | Aug 23, 2021 |
| C••• | Hedge Fund | $439M | 20 | Jul 26, 2023 |
| M••• | Hedge Fund | $426M | 16 | Aug 23, 2021 |
| L••• | Hedge Fund | $322M | 2 | May 16, 2019 |
| M••• | Hedge Fund | $277M | 54 | Feb 15, 2018 |
| E•••no longer reported | Hedge Fund | $260M | 51 | Mar 31, 2015 |
| C••• | Hedge Fund | $253M | 100 | Aug 8, 2024 |
| M•••no longer reported | Hedge Fund | $252M | 14 | Mar 30, 2012 |
| M••• | Hedge Fund | $235M | 55 | Nov 27, 2024 |
| C••• | Hedge Fund | $200M | 9 | Aug 8, 2024 |
| M•••no longer reported | Hedge Fund | $188M | 11 | Mar 30, 2012 |
| M•••no longer reported | Hedge Fund | $182M | 3 | Mar 30, 2012 |
| P••• | Hedge Fund | $181M | 4 | Mar 31, 2021 |
| M•••no longer reported | Hedge Fund | $180M | 11 | Mar 30, 2012 |
| M••• | Hedge Fund | $161M | 3 | May 25, 2023 |
| C••• | Hedge Fund | $155M | 13 | Feb 15, 2018 |
| C••• | Hedge Fund | $149M | 3 | Feb 15, 2018 |
| M••• | Hedge Fund | $142M | 20 | Feb 3, 2022 |
| M••• | Hedge Fund | $140M | 9 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- L••••• R••• · Presidentcontrolsince 04/2005 · owns less than 5%
- R•••••• E•••••• R•••••• · Chief Operating Officercontrolsince 10/2016 · owns less than 5%
- S••••••••• D••••• J•• · Chief Executive Officercontrolsince 10/2022 · owns less than 5%
- T••••• M•••••• · Chief Compliance Officercontrolsince 06/2005 · owns less than 5%
- W••••••• K•••• J• · General Counselcontrolsince 04/2010 · owns less than 5%
- L••••• R••• · Member / Managercontrolsince 04/2006 · owns 25% to 50% of S•••••••• M••••••••• L••
- S••••••••• D••••• J•• · Member / Managercontrolsince 11/2022 · owns 25% to 50% of S•••••••• M••••••••• L••
- D•••••• J••••••• L• · Chief Financial Officer, Management Companysince 04/2023 · owns less than 5%
- G••••••••• N•••• · Chief Financial Officer, Liquid Strategiessince 04/2023 · owns less than 5%
- H•••••• L••••••• E••••• · Chief Financial Officer, Alternative Credit & Fixed Incomesince 04/2023 · owns less than 5%
- L•••••••• A••• · Membersince 04/2006 · owns 25% to 50% of S•••••••• M••••••••• L••
Entity owners
- M••••••• C•••••• P••••••• L• · Sole Memberdirect · owns 75% or more
- S•••••••• M••••••••• L•• · General Partnerindirect · owns F of M••••••• C•••••• P••••••• L•
- L• N••• I••••••••• L•• · Limited Partnerindirect · owns 25% to 50% of M••••••• C•••••• P••••••• L•
Related persons
Schedule D 7.A
- M••••••• A•••• M••••••••• L••investment adviserbanknRAUM $1.9B
- M••••••• F•••••••• ••• L••investment advisern
Advisers that list M••••••• F•••••••• L•• as a related person
- 285287 n
Offices
Schedule D 1.F, the 25 largest
- New York, NY19 employees
What changed
consecutive filings, newest first
- Accounts · 67 to 72Feb 19, 2026 to Mar 30, 2026
- Pooled vehicle clients · 55 to 59Feb 19, 2026 to Mar 30, 2026
- Assets in custody · $25B to $31BFeb 19, 2026 to Mar 30, 2026
- Employees · 198 to 209Feb 19, 2026 to Mar 30, 2026
- Private funds · 59 to 58Feb 19, 2026 to Mar 30, 2026
- Discretionary RAUM · $25B to $31BFeb 19, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $1.3B to $1.2BFeb 19, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $25B to $31BFeb 19, 2026 to Mar 30, 2026
- RAUM · $26B to $32BFeb 19, 2026 to Mar 30, 2026
- Private funds · 58 to 59Jan 20, 2026 to Feb 19, 2026
- Other offices · 2 to 3Oct 14, 2025 to Jan 20, 2026
- Private funds · 57 to 58Jun 5, 2025 to Oct 14, 2025
- Financial planning clients · unset to May 1, 2025 to Jun 5, 2025
- Accounts · 73 to 67Jan 24, 2025 to May 1, 2025
- Advisory employees · 59 to 64Jan 24, 2025 to May 1, 2025
- Charity clients · 0.0 to unsetJan 24, 2025 to May 1, 2025
- Corporate clients · 12.0 to unsetJan 24, 2025 to May 1, 2025
- HNW clients · 0.0 to unsetJan 24, 2025 to May 1, 2025
- Individual clients · 0.0 to unsetJan 24, 2025 to May 1, 2025
- Pension plan clients · 1.0 to unsetJan 24, 2025 to May 1, 2025
- Pooled vehicle clients · 56 to 55Jan 24, 2025 to May 1, 2025
- Assets in custody · $23B to $25BJan 24, 2025 to May 1, 2025
- Employees · 175 to 198Jan 24, 2025 to May 1, 2025
- Other offices · 1 to 2Jan 24, 2025 to May 1, 2025
- Private funds · 63 to 57Jan 24, 2025 to May 1, 2025
- Discretionary RAUM · $23B to $25BJan 24, 2025 to May 1, 2025
- HNW RAUM · 0.0 to unsetJan 24, 2025 to May 1, 2025
- Individual RAUM · 0.0 to unsetJan 24, 2025 to May 1, 2025
- Non-discretionary RAUM · $270M to $1.3BJan 24, 2025 to May 1, 2025
- Pension RAUM · 75000000.0 to unsetJan 24, 2025 to May 1, 2025
- Pooled vehicle RAUM · $22B to $25BJan 24, 2025 to May 1, 2025
- RAUM · $23B to $26BJan 24, 2025 to May 1, 2025
- Private funds · 62 to 63Nov 27, 2024 to Jan 24, 2025
- Private funds · 61 to 62Aug 8, 2024 to Nov 27, 2024
- Private funds · 57 to 61Jul 1, 2024 to Aug 8, 2024
- Private funds · 56 to 57Mar 28, 2024 to Apr 29, 2024
- Pension plan clients · 0 to 1Mar 6, 2024 to Mar 28, 2024
- Pooled vehicle clients · 67 to 56Mar 6, 2024 to Mar 28, 2024
- Assets in custody · $24B to $23BMar 6, 2024 to Mar 28, 2024
- Employees · 178 to 175Mar 6, 2024 to Mar 28, 2024
Signals
3 dated events
- Paul Smith (Chief Legal Officer) no longer on Schedule A of M••••••• F•••••••• L•• (listed 2024-03-06, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Michael Benjamin Paull (Chief Financial Officer) no longer on Schedule A of M••••••• F•••••••• L•• (listed 2019-03-29, absent 2019-04-08)Apr 8, 2019 · Control person left · inference
- M••••••• F•••••••• L•• reported RAUM $23.7B, up 29% from $18.4B (2019-02-26 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- M••••••• F•••••••• L•• · Private Equityshared crd · organization
- M••••••• F•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/magnetar-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 847-905-4400reportedpublic record, Form ADV, Aug 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $32Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026