DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

P•••••• E••••• I• • V••••••••• L•

Private Equity Fundadvised byS•• C•••••• M••••••••• L••independent RIA805-5450238308IAPD
Gross asset value
$640M
as of Jul 14, 2026; not a fund size
Peak GAV
$640M
highest filing
Owners
274
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
7%
Reported
5 filings
Mar 31, 2023 to Jul 14, 2026
Reporting history
one row per Form ADV filing
Gross asset value$199M as of Jul 12, 2024
Mar 31, 2023$0 then
Owners274 as of Jul 12, 2024
Mar 31, 20230 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 44% of the adviser's clients investedreported
Form D file number
021-474923reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • M&T Bank
    Buffalo, New York · LEI WWB2V0FCW3A0EE3ZJN75
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
1.0%reportedadviser and related persons