DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

A••••••• C••• P••• F•••• I••••• P••••••••

Other Private Fundadvised byA•••• I•••other805-5484605969no longer reportedIAPD
Gross asset value
$128M
as of Mar 19, 2014; not a fund size
Peak GAV
$173M
highest filing
Owners
5
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
18 filings
Mar 26, 2012 to Mar 19, 2014
Reporting history
one row per Form ADV filing
Gross asset value$128M as of Mar 19, 2014
Mar 26, 2012$173M then
Owners5 as of Mar 19, 2014
Mar 26, 20128 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Massachusetts, United Statesreported
Clients solicited
noreported
Form D file number
021-146673reportedthe join to the Form D offering
Type as written
SERIES COMINGLED POOLED FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • State Street Bank And Trust Company
    Boston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
0.0%reportedadviser and related persons