DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

K•••• I•••••••• L••

Private Equity Fundadvised byW•••••• C•••••• L•asset manager805-5522938429no longer reportedIAPD
Gross asset value
$136M
as of Mar 28, 2019; not a fund size
Peak GAV
$372M
highest filing
Owners
158
beneficial owners reported
Minimum investment
$2.0M
as reported
Adviser and related own
15%
of the fund
Owned by funds
10%
fund-of-funds interests
Non-US owners
2%
Reported
20 filings
Mar 30, 2012 to Mar 28, 2019
Reporting history
one row per Form ADV filing
Gross asset value$136M as of Mar 28, 2019
Mar 30, 2012$372M then
Owners158 as of Mar 28, 2019
Mar 30, 2012146 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 4% of the adviser's clients investedreported
Form D file number
021-93632reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Wells Fargo Bank, N.A.
    San Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
  • Wells Fargo Securities, LLC
    San Francisco, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
15%reportedadviser and related persons