DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••• M••••• L••••••
Gross asset value
$10B
as of Jun 25, 2024; not a fund size
Peak GAV
$10B
highest filing
Owners
357
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
5%
of the fund
Owned by funds
35%
fund-of-funds interests
Non-US owners
83%
Reported
21 filings
Jan 25, 2012 to Jun 25, 2024
Reporting history
one row per Form ADV filing
Gross asset value$10B as of Jun 25, 2024
Jan 25, 2012$3.9B then
Owners357 as of Jun 25, 2024
Jan 25, 20124 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of New York Mellon - London BranchLondon, United Kingdom · LEI 213800GMPM8V4NOY2H13
- Bank Of New York Mellon - New York BranchNew York, New York · LEI HPFHU0OQ28E4N0NFVK49
- Barclays Bank PlcLondon, United Kingdom
- Barclays Bank Ireland PlcDublin, Ireland · LEI 2G5BKIC2CB69PRJH1W31
- Barclays Bank PlcNew York, New York
- Barclays Capital Inc.New York, New York
- Barclays Capital Securities L••••••London, United Kingdom · LEI K9WDOH4D2PYBSLSOB484
- Bnp ParibasLondon, United Kingdom · LEI R0MUWSFPU8MPRO8K5P83
- Bnp Paribas Securities Corp.New York, New York
- J.P. Morgan SeFrankfurt Am Main, Germany · LEI 549300ZK53CNGEEI6A29
- J.P. Morgan Securities LLCNew York, New York
- JP Morgan Chase Bank, N.A.Columbus, Ohio · LEI 7H6GLXDRUGQFU57RNE97
- JP Morgan Securities PlcLondon, United Kingdom
- Morgan Stanley & Co. International PlcLondon, United Kingdom · LEI 4PQUHN3JPFGFNF3BB653
- Morgan Stanley Europe SeFrankfurt Am Main, Germany · LEI 54930056FHWP7GIWYY08
- Sg Americas Securities, LLCNew York, New York · LEI 549300F35UE0BOM1WJ55
- UBS AgLondon, United Kingdom · LEI BFM8T61CT2L1QCEMIK50
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 5.0%reportedadviser and related persons