DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
B••••••• A••••••• R••••• S••••••••• L•
Gross asset value
$7.9B
as of Jun 24, 2024; not a fund size
Peak GAV
$7.9B
highest filing
Owners
493
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
4%
of the fund
Owned by funds
6%
fund-of-funds interests
Non-US owners
13%
Reported
21 filings
Mar 31, 2015 to Jun 24, 2024
Reporting history
one row per Form ADV filing
Gross asset value$7.9B as of Jun 24, 2024
Mar 31, 2015$483M then
Owners493 as of Jun 24, 2024
Mar 31, 201538 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 29% of the adviser's clients investedreported
- Form D file number
- 021-218186reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Axis Capital Markets LtdLondon, United Kingdom · LEI 2138001UYFF4L8FOMN55
- Bank Of MontrealToronto, Canada · LEI NQQ6HPCNCCU6TUTQYE16
- Barclays Bank PlcLondon, United Kingdom · LEI G5GSEF7VJP5I7OUK5573
- Bmo Harris Bank, N.A.Chicago, Illinois
- Bnp Paribas Securities Corp.New York, New York
- Bofa Securities Europe S.A.Paris, France · LEI 549300FH0WJAPEHTIQ77
- Bofa Securities, Inc.New York, New York
- Charles Schwab & Co., Inc.Orlando, Florida
- China International Capital Corporation Hong Kong Securities LtdCentral, Hong Kong
- Citi Bank, National AssociationNew York, New York · LEI E57ODZWZ7FF32TWEFA76
- Citigroup Global Markets Inc.New York, New York
- Clear Street Derivatives LLCNew York, New York · LEI 549300DPEDN3YY2IMW76
- Clear Street LLCNew York, New York
- Cowen And CompanyNew York, New York
- Curvature Securities LLCChatham, New Jersey
- Goldman Sachs & Co. LLCNew York, New York
- Goldman Sachs InternationalCanary Wharf, United Kingdom
- Guotai Junan Financial Products LimitedHong Kong, Hong Kong · LEI 2138004BUVPTZJH1ET87
- Haywood Securities IncVancouver, Canada · LEI 549300UUZ6SLQGGQTD76
- Huatai Securities (USA), Inc.Central, Hong Kong
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 4.0%reportedadviser and related persons