DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
E••••••• A••• S•••• C•• F•••
Other Private Fundadvised byC••• O• L••••• I••••••••• M••••••••• C•••••• L••••••asset manager805-5688290750no longer reportedIAPD
Gross asset value
$40.4M
as of Feb 7, 2014; not a fund size
Peak GAV
$49.6M
highest filing
Owners
16
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
80%
fund-of-funds interests
Non-US owners
4%
Reported
3 filings
Apr 24, 2013 to Feb 7, 2014
Reporting history
one row per Form ADV filing
Gross asset value$40.4M as of Feb 7, 2014
Apr 24, 2013$49.6M then
Owners16 as of Feb 7, 2014
Apr 24, 201316 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
- Type as written
- INVESTS IN SECURITIES ISSUED BY COMPANIES ORGANIZED OR DOING SIGNIFICANT BUSINESS IN AN E••••••• MARKET IN A•••reported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bny MellonPittsburgh, Pennsylvania
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons