DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••••••• O••••••••• F•••• L•••
Gross asset value
$35.5M
as of Feb 23, 2024; not a fund size
Peak GAV
$326M
highest filing
Owners
16
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
30%
of the fund
Owned by funds
30%
fund-of-funds interests
Non-US owners
35%
Reported
32 filings
Mar 28, 2013 to Feb 23, 2024
Reporting history
one row per Form ADV filing
Gross asset value$35.5M as of Feb 23, 2024
Mar 28, 2013$139M then
Owners16 as of Feb 23, 2024
Mar 28, 20135 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 3% of the adviser's clients investedreported
- Form D file number
- 021-194068reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bnp Paribas Securities Corp.New York, New York
- Citco Banking Corporation N.V.Willemstad, Curacao
- First Republic BankSan Francisco, California · LEI YWC0TIKBQM2JV8L4IV08
- J.P. Morgan Securities LLCNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Wells Fargo Securities, LLCCharlotte, North Carolina
Across DFX
shared identifiers only
- C••••••••• O••••••••• F•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 30%reportedadviser and related persons