DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C••••••••• C•••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 20, 2012 · 37 filings
SEC status approved since Dec 15, 1995
RAUM
$4.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
47
22 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
14
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$4.8B as of Mar 27, 2026
Mar 20, 2012$3.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 28, 20130 then
Employees (5.A)47 as of Mar 27, 2026
Mar 28, 201348 then
Private funds14 as of Mar 27, 2026
Mar 20, 201220 then
RAUM +4.8% over the last fiscal year+1.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $200MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.1B86%
- Corporations and businesses$671M14%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 24reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.86 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
40 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••••• E••••••• M••••••• L••• | Hedge Fund | $1.4B | 208 | Mar 20, 2012 |
| C••••••••• C•••••• F••• I• L••• | Hedge Fund | $593M | 53 | Mar 20, 2012 |
| C••••••••• O••••••••• F••• I••• L••• | Private Equity Fund | $377M | 22 | Aug 31, 2022 |
| C••••••••• O••••••••• F••• I•• L••• | Private Equity Fund | $358M | 29 | Nov 7, 2018 |
| C••••••••• D••••••••• R••• E••••• D••• F••• I•• L••• | Real Estate Fund | $261M | 44 | Mar 29, 2019 |
| C••••••••• C••••• S••••• P••••••••• L••• | Hedge Fund | $245M | 5 | Sep 11, 2013 |
| C••••••••• E• I•• L• | Hedge Fund | $242M | 2 | Nov 7, 2018 |
| E••• 1• M••••• F•••• L••• | Hedge Fund | $184M | 2 | Mar 30, 2020 |
| C••••••••• D••••••••• D••• F•••• L•• | Private Equity Fund | $144M | 4 | Mar 31, 2021 |
| C••••••••• E• S•• M•••••• L•••no longer reported | Hedge Fund | $144M | 18 | Mar 29, 2016 |
| C••••••••• D••••••••• R••• E••••• D••• F••• I••• L••• | Real Estate Fund | $121M | 26 | Mar 31, 2015 |
| C••••••••• C•••••• T•••• C•••••• L••• | Hedge Fund | $79.5M | 30 | Mar 20, 2012 |
| C••••••••• D••••••••• R••• E••••• D••• F••• I•• L•••no longer reported | Private Equity Fund | $68.3M | 48 | Mar 20, 2012 |
| C••••••••• A•••••••• M••••• F••• I• L••••••no longer reported | Hedge Fund | $61.7M | 5 | Mar 20, 2012 |
| C••••••••• D••• D• G••••• M••••• F•••• L•no longer reported | Hedge Fund | $45.8M | 7 | Feb 14, 2014 |
| C••••••••• L••• S•••• C•••••• L•••no longer reported | Hedge Fund | $37.4M | 4 | Mar 20, 2012 |
| C••••••••• D••••••••• E•••••• L•••no longer reported | Hedge Fund | $36.6M | 4 | Mar 20, 2012 |
| C••••••••• A••••••••• L• | Hedge Fund | $36.0M | 12 | Mar 28, 2013 |
| C••••••••• O••••••••• F•••• L••• | Private Equity Fund | $35.5M | 16 | Mar 28, 2013 |
| C••••••••• D••••••••• R••• E••••• D••• F••• I•• • P••• L••• | Real Estate Fund | $33.3M | 6 | Feb 28, 2017 |
| C••••••••• I••••• F•••• L••• | Hedge Fund | $30.2M | 19 | Mar 31, 2022 |
| P••••• C••••••••• F••• I• L••no longer reported | Hedge Fund | $28.9M | 2 | Mar 20, 2012 |
| C••••••••• S••••••••• O••••••••• L•••no longer reported | Hedge Fund | $28.5M | 4 | Mar 20, 2012 |
| P• C••••••••• E• L•••no longer reported | Hedge Fund | $27.3M | 1 | Mar 20, 2012 |
| C••••••••• C•••••• S••••• S••••••• L•••no longer reported | Hedge Fund | $24.5M | 19 | Mar 20, 2012 |
| C•• P••••••••• L•••••no longer reported | Hedge Fund | $22.4M | 2 | Mar 20, 2012 |
| C••••••••• V••••• F•••• L••• | Hedge Fund | $15.5M | 13 | Aug 31, 2022 |
| C•• P••••••••• L•••••no longer reported | Hedge Fund | $13.0M | 2 | Mar 20, 2012 |
| C••••••••• D••••••••• R••• E••••• D••• F••• I• O••••••• L•••no longer reported | Private Equity Fund | $11.2M | 7 | Mar 20, 2012 |
| E••• 2• F•••• L••• | Hedge Fund | $10.9M | 2 | Mar 30, 2020 |
| C••••••••• C•••••• F••••••• L•••no longer reported | Hedge Fund | $7.2M | 27 | Mar 20, 2012 |
| C•• P••••••••• L•••••no longer reported | Hedge Fund | $4.1M | 2 | Mar 20, 2012 |
| C••••••••• E••••••• F•••• L•••no longer reported | Hedge Fund | $3.3M | 16 | Mar 20, 2012 |
| C••••••••• C•••••• F••• I•• L•••no longer reported | Hedge Fund | $749,000 | 14 | Mar 20, 2012 |
| C••••••••• R••• E••••• F•••• L•••no longer reported | Hedge Fund | $181,000 | 1 | Mar 20, 2012 |
| C••••••••• S••••••• R••••••••• L•••no longer reported | Hedge Fund | $105,000 | 2 | Mar 20, 2012 |
| C••••••••• D••••••••• R••• E••••• D••• F••• I•• O••••••• L•••no longer reported | Private Equity Fund | $0 | 0 | Mar 31, 2015 |
| C••••••••• D••••••••• R••• E••••• D••• F••• I• O•••••••• L•••no longer reported | Private Equity Fund | $0 | 0 | Mar 30, 2020 |
| C••••••••• C••••• F•••• L••• | Hedge Fund | $0 | 0 | Mar 28, 2024 |
| C••••••••• R••• E••••• F••• V• L••• | Real Estate Fund | $0 | 0 | Aug 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B••••• J••• R••••• · Managing Membercontrolsince 05/1997 · owns 25% to 50%
- B••••• J••••••• D•••• · Membersince 01/2024 · owns 10% to 25%
- D••••••••• J••••••• · Chief Compliance Officersince 07/2020 · owns less than 5%
- P••••••••• M••••••• T••••• · Chief Financial Officersince 03/2023 · owns less than 5%
- R•••• M••••••• E••••• · Chief Operating Officersince 06/2023 · owns less than 5%
- S•••• X•••• H•• · Special L•••••• Membersince 11/2016 · owns less than 5%
- S••••••• J•••••• M•••• · Membersince 12/1997 · owns 10% to 25%
- T•••••• G••• A••••• · Membersince 12/1997 · owns less than 5%
- T••••• J•••••• M•••••• · Membersince 01/2024 · owns 10% to 25%
- A••••• E•••••• A••••• · Managersince 02/2018 · owns F of U•••• N••• L••
- A••••• E•••••• A••••• · Managersince 11/2016 · owns F of N••• H••••• L••
- B••••• J••• R••••• · Managersince 09/2014 · owns F of B•••• F••••• G•• E••••• 2••• T••••
- F•••••• K•••••• · Trusteesince 09/2014 · owns F of B•••• F••••• G•• E••••• 2••• T••••
- L•••••• M••• · Trusteesince 05/2015 · owns F of J••••• S•••••• C••••••••• 2••• T•••• U•••• 5••••••••
- L•••••• T••••• J•• · Trusteesince 05/2015 · owns F of J••••• S•••••• C••••••••• 2••• T•••• U•••• 5••••••••
- S••••••• J•••••• M•••• · Membersince 12/2011 · owns 25% to 50% of H••••••• I••••••••• L••
- T•••••• G••• A••••• · Managersince 01/2013 · owns F of M••••• I••••••••• T••••
Entity owners
- C•• I••••••••• L••••• · Memberdirect · owns 10% to 25%
- H••••••• I••••••••• L•• · Memberdirect · owns 5% to 10%
- M••••• C•• L•• · Memberdirect · owns 5% to 10%
- N••• H••••• L•• · Special L•••••• Memberdirect · owns less than 5%
- B•••• F••••• G•• E••••• 2••• T•••• · Memberindirect · owns 75% or more of C•• I••••••••• L•••••
- C••••••••• T••••• A• D••••••• O• W••••••••• S•••••• F••• S••••••• F•• · Trusteeindirect · owns F of M••••• I••••••••• T••••
- F•••••••• T•••• I••••••••• O• D••••••• · Trusteeindirect · owns F of B•••• F••••• G•• E••••• 2••• T••••
- J••••• S•••••• C••••••••• 2••• T•••• U•••• 5•••••••• · Memberindirect · owns 25% to 50% of H••••••• I••••••••• L••
- M••••• I••••••••• T•••• · Memberindirect · owns 75% or more of M••••• C•• L••
- S••• F••••• T•••• U•••• N••••••• 2•• 2••• · Memberindirect · owns 75% or more of U•••• N••• L••
- S•••• D••••• T•••• C•••••• L•• · Trusteeindirect · owns F of S••• F••••• T•••• U•••• N••••••• 2•• 2•••
- U•••• N••• L•• · Memberindirect · owns 75% or more of N••• H••••• L••
Related persons
Schedule D 7.A
- C•• G•• L••bankpooled vehicle sponsorn
- C•• G•• L••bankpooled vehicle sponsorn
- C••• G•• L••bankpooled vehicle sponsorn
- C•• G•• L••bankpooled vehicle sponsorn
- C•• I• G•• L••bankpooled vehicle sponsorn
- C•• G•• L••bankpooled vehicle sponsorn
- C••••••••• C•••••• A•••••••• L•••••bankpooled vehicle sponsorn
- C••••••••• D•• I•• M••••••••• L••bankpooled vehicle sponsorn
- C••••••••• D•• I• M••••••••• L••bankpooled vehicle sponsorn
- C••••••••• D•• V• M••••••••• L••bankpooled vehicle sponsorn
- C••••••••• O••••••••• F••• I• G•• L••bankpooled vehicle sponsorn
- C••••••••• O••••••••• F••• I•• G•• L••bankpooled vehicle sponsorn
- E••• 1• G•• L••bankpooled vehicle sponsorn
- E••• 2• G•• L••bankpooled vehicle sponsorn
- T••• G•• L••bankpooled vehicle sponsorn
- V••••• G•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 25 to 24Mar 28, 2025 to Mar 27, 2026
- Advisory employees · 23 to 22Mar 28, 2025 to Mar 27, 2026
- Pooled vehicle clients · 24 to 23Mar 28, 2025 to Mar 27, 2026
- Private funds · 15 to 14Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $4.6B to $4.8BMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $4.0B to $4.1BMar 28, 2025 to Mar 27, 2026
- RAUM · $4.6B to $4.8BMar 28, 2025 to Mar 27, 2026
- Advisory employees · 25 to 23Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 26 to 24Mar 28, 2024 to Mar 28, 2025
- Employees · 48 to 47Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Private funds · 18 to 15Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $4.6B to $4.6BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $4.2B to $4.0BMar 28, 2024 to Mar 28, 2025
- RAUM · $4.6B to $4.6BMar 28, 2024 to Mar 28, 2025
- Accounts · 28 to 25Feb 23, 2024 to Mar 28, 2024
- Pooled vehicle clients · 27 to 26Feb 23, 2024 to Mar 28, 2024
- Employees · 49 to 48Feb 23, 2024 to Mar 28, 2024
- Discretionary RAUM · $4.6B to $4.6BFeb 23, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $4.4B to $4.2BFeb 23, 2024 to Mar 28, 2024
- RAUM · $4.6B to $4.6BFeb 23, 2024 to Mar 28, 2024
- Advisory employees · 27 to 25Aug 31, 2022 to Mar 30, 2023
- Corporate clients · unset to 1.0Aug 31, 2022 to Mar 30, 2023
- Employees · 55 to 49Aug 31, 2022 to Mar 30, 2023
- Private funds · 21 to 18Aug 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $5.0B to $4.6BAug 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $4.6B to $4.4BAug 31, 2022 to Mar 30, 2023
- RAUM · $5.0B to $4.6BAug 31, 2022 to Mar 30, 2023
- Private funds · 18 to 21Mar 31, 2022 to Aug 31, 2022
- Accounts · 29 to 28Jul 8, 2021 to Mar 31, 2022
- Advisory employees · 25 to 27Jul 8, 2021 to Mar 31, 2022
- Pooled vehicle clients · 28 to 27Jul 8, 2021 to Mar 31, 2022
- Employees · 51 to 55Jul 8, 2021 to Mar 31, 2022
- Discretionary RAUM · $5.2B to $5.0BJul 8, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $4.8B to $4.6BJul 8, 2021 to Mar 31, 2022
- RAUM · $5.2B to $5.0BJul 8, 2021 to Mar 31, 2022
- Accounts · 28 to 29Jul 15, 2020 to Mar 31, 2021
- Advisory employees · 27 to 25Jul 15, 2020 to Mar 31, 2021
- Pooled vehicle clients · 27 to 28Jul 15, 2020 to Mar 31, 2021
- Employees · 59 to 51Jul 15, 2020 to Mar 31, 2021
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- C••••••••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C••••••••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/C•••••••••-CAPITAL-MANAGEMEreportedpublic record, Form ADV, Sep 18, 2026
- Website
- contrariantradeclaims.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-862-8200reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
C••••••••• C•••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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