DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Marshall Wace Investment Strategies - Japan Tops Fund

Hedge Fundadvised byMarshall Wace Asia Limitedformer805-5730378672no longer reportedIAPD
Gross asset value
$31.8M
as of May 17, 2012; not a fund size
Peak GAV
$31.8M
highest filing
Owners
11
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
3 filings
Mar 30, 2012 to May 17, 2012
Reporting history
one row per Form ADV filing
Gross asset value$31.8M as of May 17, 2012
Mar 30, 2012$13.9M then
Owners11 as of May 17, 2012
Mar 30, 201211 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Irelandreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Credit Suisse Securities (Europe) Limited
    London, United Kingdom
  • Deutsche Bank Ag
    London, United Kingdom
  • Merrill Lynch International
    London, United Kingdom
  • Morgan Stanley International Limited
    London, United Kingdom
  • The Bank Of New York Mellon
    London, United Kingdom
  • UBS Ag
    London, United Kingdom
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
100%reportedadviser and related persons