DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•••••• F•••• L•
Gross asset value
$177M
as of Sep 16, 2022; not a fund size
Peak GAV
$177M
highest filing
Owners
207
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
20%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
12 filings
Mar 30, 2016 to Sep 16, 2022
Reporting history
one row per Form ADV filing
Gross asset value$177M as of Sep 16, 2022
Mar 30, 2016$2.5M then
Owners207 as of Sep 16, 2022
Mar 30, 20162 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-255594reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- BlackrockWestboro, Massachusetts
- National Financial Services LLCBoston, Massachusetts
- Pnc BankAudobon, Pennsylvania
- Sunflower Bank, N.A.Salina, Kansas
- UmbKansas City, Missouri · LEI VNOO6EITDJ2YUEBMSZ83
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 20%reportedadviser and related persons