DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Alegria Energy, LLC

Former SEC-registered adviserKansas City, MissouriCRD 281531SEC 801-106712IAPD
Latest filing Sep 16, 2022
First filing on the tape Sep 23, 2015 · 14 filings
RAUM
$177M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
$177M gross assets
History
14 filings and snapshots on the tape
RAUM$177M as of Mar 30, 2022
Mar 30, 2016$2.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2022
Mar 30, 20160 then
Employees (5.A)4 as of Mar 30, 2022
Mar 30, 20162 then
Private funds1 as of Mar 30, 2022
Mar 30, 20161 then
RAUM +9.7% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 16, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$177MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+9.7%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$177M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$177M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$177M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Alegria Fund, LPHedge Fund$177M207Mar 30, 2016
      Owners and control persons
      Schedule A and B, latest filing
      • Christopher Martin Bicknell · Elected Managercontrol
        since 11/2015 · owns less than 5%
      • King Paul Morris · Elected Managercontrol
        since 11/2015 · owns less than 5%
      • Christian Mark Scharosch · Elected Managercontrol
        since 03/2019 · owns less than 5%
      • Russell Lawrence Smith · Elected Managercontrol
        since 11/2015 · owns less than 5%
      • Christopher Martin Bicknell · Elected Managercontrol
        since 07/2007 · owns F of 1248 Holdings, LLC
      • Kent Robert Green · Elected Managercontrol
        since 05/2014 · owns F of Solea Energy, LLC
      • Matthew Aaron Handke · Elected Managercontrol
        since 05/2014 · owns F of Solea Energy, LLC
      • Dean Adam Herrman · Elected Managercontrol
        since 05/2015 · owns F of Solea Energy, LLC
      • Carozza Josef Loeffler · Elected Managercontrol
        since 05/2014 · owns F of Solea Energy, LLC
      • King Paul Morris · Elected Managercontrol
        since 05/2014 · owns F of Solea Energy, LLC
      • A Devon Rolf · Elected Managercontrol
        since 12/2021 · owns F of Solea Energy, LLC
      • Russell Lawrence Smith · Elected Managercontrol
        since 05/2014 · owns F of Solea Energy, LLC
      • J Bethanie Glawson · Chief Compliance Officer
        since 03/2021 · owns less than 5%
      Entity owners
      • Montage Investments, LLC · Member
        direct · owns 50% to 75%
      • Solea Energy, LLC · Member
        direct · owns 50% to 75%
      • 1248 Holdings, LLC · Member
        indirect · owns 75% or more of Montage Investments, LLC
      Related persons
      Schedule D 7.A
      Advisers that list Alegria Energy, LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Katy, TX2 employees
      • Overland Park, KS1 employees
      What changed
      consecutive filings, newest first
      • HQ city · OVERLAND PARK to KANSAS CITY
        Mar 30, 2022 to Sep 6, 2022
      • HQ state · KS to MO
        Mar 30, 2022 to Sep 6, 2022
      • Advisory employees · 4 to 3
        May 5, 2021 to Mar 30, 2022
      • Assets in custody · $161M to $177M
        May 5, 2021 to Mar 30, 2022
      • Employees · 6 to 4
        May 5, 2021 to Mar 30, 2022
      • Discretionary RAUM · $161M to $177M
        May 5, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $161M to $177M
        May 5, 2021 to Mar 30, 2022
      • RAUM · $161M to $177M
        May 5, 2021 to Mar 30, 2022
      • Advisory employees · 5 to 4
        Mar 30, 2020 to Mar 30, 2021
      • Assets in custody · $128M to $161M
        Mar 30, 2020 to Mar 30, 2021
      • Employees · 8 to 6
        Mar 30, 2020 to Mar 30, 2021
      • Discretionary RAUM · $128M to $161M
        Mar 30, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $128M to $161M
        Mar 30, 2020 to Mar 30, 2021
      • RAUM · $128M to $161M
        Mar 30, 2020 to Mar 30, 2021
      • Advisory employees · 7 to 5
        Mar 27, 2019 to Mar 30, 2020
      • Assets in custody · $117M to $128M
        Mar 27, 2019 to Mar 30, 2020
      • Discretionary RAUM · $117M to $128M
        Mar 27, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $117M to $128M
        Mar 27, 2019 to Mar 30, 2020
      • RAUM · $117M to $128M
        Mar 27, 2019 to Mar 30, 2020
      • Related bank · false to true
        Mar 27, 2019 to Mar 30, 2020
      • Discretionary RAUM · $90.7M to $117M
        Mar 29, 2018 to Mar 27, 2019
      • Assets in custody · $90.7M to $117M
        Mar 29, 2018 to Mar 27, 2019
      • Employees · 10 to 8
        Mar 29, 2018 to Mar 27, 2019
      • Pooled vehicle RAUM · $90.7M to $117M
        Mar 29, 2018 to Mar 27, 2019
      • RAUM · $90.7M to $117M
        Mar 29, 2018 to Mar 27, 2019
      • Related bank · true to false
        Mar 29, 2018 to Mar 27, 2019
      • Advisory employees · 6 to 7
        Mar 30, 2017 to Mar 29, 2018
      • Pooled vehicle clients · unset to 1.0
        Mar 30, 2017 to Mar 29, 2018
      • Assets in custody · $73.5M to $90.7M
        Mar 30, 2017 to Mar 29, 2018
      • Employees · 9 to 10
        Mar 30, 2017 to Mar 29, 2018
      • Other offices · unset to 2.0
        Mar 30, 2017 to Mar 29, 2018
      • Discretionary RAUM · $73.5M to $90.7M
        Mar 30, 2017 to Mar 29, 2018
      • Pooled vehicle RAUM · unset to 90681938.0
        Mar 30, 2017 to Mar 29, 2018
      • RAUM · $73.5M to $90.7M
        Mar 30, 2017 to Mar 29, 2018
      • Advisory employees · 2 to 6
        Oct 28, 2016 to Mar 30, 2017
      • Assets in custody · $2.5M to $73.5M
        Oct 28, 2016 to Mar 30, 2017
      • Employees · 2 to 9
        Oct 28, 2016 to Mar 30, 2017
      • HQ city · LEAWOOD to OVERLAND PARK
        Oct 28, 2016 to Mar 30, 2017
      • Discretionary RAUM · $2.5M to $73.5M
        Oct 28, 2016 to Mar 30, 2017
      • RAUM · $2.5M to $73.5M
        Oct 28, 2016 to Mar 30, 2017
      Signals
      4 dated events
      • A Devon Rolf (Elected Manager) appeared on Schedule A of Alegria Energy, Llc
        Mar 30, 2022 · Control person joined · fact
      • Paul Gary Henson (Elected Manager) no longer on Schedule A of Alegria Energy, Llc (listed 2018-03-29, absent 2019-03-27)
        Mar 27, 2019 · Control person left · inference
      • Christian Mark Scharosch (Elected Manager) appeared on Schedule A of Alegria Energy, Llc
        Mar 27, 2019 · Control person joined · fact
      • Mariner Wealth Advisors filed its initial SEC registration (Form ADV)
        Sep 23, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026