DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• V••••• F••• L•
Gross asset value
$22.9M
as of May 11, 2022; not a fund size
Peak GAV
$44.8M
highest filing
Owners
8
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
2%
Reported
15 filings
Sep 22, 2014 to May 11, 2022
Reporting history
one row per Form ADV filing
Gross asset value$22.9M as of May 11, 2022
Sep 22, 2014$25.4M then
Owners8 as of May 11, 2022
Sep 22, 201416 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 38% of the adviser's clients investedreported
- Form D file number
- 021-216568reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Cibc Bank USAChicago, Illinois · LEI FDXQ75GPEQKRPWABN63
Across DFX
shared identifiers only
- S••••• V••••• F••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 5.0%reportedadviser and related persons