DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
S••••• C•••••• G••••• L•
Latest filing Apr 1, 2024
First filing on the tape Jun 15, 2018 · 9 filings
RAUM
$96.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
$101M gross assets
History
9 filings and snapshots on the tape
RAUM$96.6M as of Apr 1, 2024
Mar 29, 2019$170M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 1, 2024
Mar 29, 20190 then
Employees (5.A)3 as of Apr 1, 2024
Mar 29, 20196 then
Private funds5 as of Apr 1, 2024
Mar 29, 20196 then
RAUM -26% over the last fiscal year-20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $19.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -26%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$96.6M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 5reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
14 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• H••••• F•••• L• | Hedge Fund | $78.0M | 30 | Jun 15, 2018 |
| S••••• U•••••• F••• L• | Hedge Fund | $38.9M | 12 | Mar 31, 2017 |
| S••••• V••••• F••• L•no longer reported | Hedge Fund | $22.9M | 8 | Sep 22, 2014 |
| S••••• L•• O••••••• F••• L•no longer reported | Hedge Fund | $19.4M | 4 | Apr 24, 2012 |
| S••••• B••••••• F••• L•no longer reported | Hedge Fund | $17.6M | 11 | Sep 22, 2014 |
| S••••• N•••• E•• F••• L•no longer reported | Hedge Fund | $11.2M | 12 | Mar 31, 2015 |
| S••••• O••••••••• F••• L• | Hedge Fund | $8.0M | 5 | Apr 1, 2024 |
| S••••• P•••••• F••• L• | Hedge Fund | $7.0M | 4 | Apr 1, 2021 |
| S••••• B•••• L••no longer reported | Hedge Fund | $5.8M | 2 | Apr 1, 2021 |
| S••••• M••••• F••• L• | Hedge Fund | $4.8M | 8 | Apr 24, 2012 |
| S••••• T•••• L•• | Hedge Fund | $3.8M | 8 | May 11, 2022 |
| S••••• A•••••• L•• | Private Equity Fund | $3.0M | 4 | Apr 1, 2024 |
| S••••• M•••• F••• L•no longer reported | Hedge Fund | $2.7M | 4 | Apr 1, 2021 |
| S••••• V•••• C••••••• F••• L• | Hedge Fund | $1.3M | 5 | Oct 25, 2024 |
Owners and control persons
Schedule A and B, latest filing
- M••••••• A••••••• M• · Director & Ccocontrolsince 01/2024 · owns less than 5%
- R•••••• D••• J•••••• · Managing Partnercontrolsince 12/2009 · owns 50% to 75%
- R•••••• D••• J•••••• · Managing Membercontrolsince 12/2009 · owns 75% or more of S••••• Gp LLC
Related persons
Schedule D 7.A
- S••••• C•••••• G•••• L••bankpooled vehicle sponsorn
- S••••• H••••• G• L••bankpooled vehicle sponsorn
- S••••• O••••••••• G• L••pooled vehicle sponsorn
- S••••• P•••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Pooled vehicle clients · 8 to 5Aug 30, 2023 to Apr 1, 2024
- Employees · 4 to 3Aug 30, 2023 to Apr 1, 2024
- Discretionary RAUM · $131M to $96.6MAug 30, 2023 to Apr 1, 2024
- Pooled vehicle RAUM · $131M to $96.6MAug 30, 2023 to Apr 1, 2024
- RAUM · $131M to $96.6MAug 30, 2023 to Apr 1, 2024
- Accounts · 8 to 5May 11, 2022 to Aug 30, 2023
- Private funds · 6 to 5May 11, 2022 to Aug 30, 2023
- Discretionary RAUM · $189M to $131MMay 11, 2022 to Aug 30, 2023
- Pooled vehicle RAUM · $189M to $131MMay 11, 2022 to Aug 30, 2023
- RAUM · $189M to $131MMay 11, 2022 to Aug 30, 2023
- Accounts · 10 to 8Apr 1, 2021 to May 11, 2022
- Pooled vehicle clients · 10 to 8Apr 1, 2021 to May 11, 2022
- HQ city · STAMFORD to WESTPORTApr 1, 2021 to May 11, 2022
- Private funds · 8 to 6Apr 1, 2021 to May 11, 2022
- Discretionary RAUM · $187M to $189MApr 1, 2021 to May 11, 2022
- Pooled vehicle RAUM · $187M to $189MApr 1, 2021 to May 11, 2022
- RAUM · $187M to $189MApr 1, 2021 to May 11, 2022
- Accounts · 7 to 10Mar 31, 2020 to Apr 1, 2021
- Pooled vehicle clients · 7 to 10Mar 31, 2020 to Apr 1, 2021
- Private funds · 5 to 8Mar 31, 2020 to Apr 1, 2021
- Discretionary RAUM · $172M to $187MMar 31, 2020 to Apr 1, 2021
- Pooled vehicle RAUM · $172M to $187MMar 31, 2020 to Apr 1, 2021
- RAUM · $172M to $187MMar 31, 2020 to Apr 1, 2021
- Accounts · 8 to 7Jun 19, 2019 to Mar 31, 2020
- Advisory employees · 6 to 3Jun 19, 2019 to Mar 31, 2020
- Pooled vehicle clients · 8 to 7Jun 19, 2019 to Mar 31, 2020
- Employees · 6 to 4Jun 19, 2019 to Mar 31, 2020
- Private funds · 6 to 5Jun 19, 2019 to Mar 31, 2020
- Discretionary RAUM · $170M to $172MJun 19, 2019 to Mar 31, 2020
- Pooled vehicle RAUM · $170M to $172MJun 19, 2019 to Mar 31, 2020
- RAUM · $170M to $172MJun 19, 2019 to Mar 31, 2020
- Pooled vehicle clients · 0 to 8Mar 29, 2019 to Jun 19, 2019
- Pooled vehicle RAUM · unset to 170454910.0Mar 29, 2019 to Jun 19, 2019
- Private funds · 12 to 6Jun 15, 2018 to Mar 29, 2019
- Discretionary RAUM · $196M to $170MJun 15, 2018 to Mar 29, 2019
- RAUM · $196M to $170MJun 15, 2018 to Mar 29, 2019
Signals
3 dated events
- M Allyson Manning (Director & Cco) appeared on Schedule A of S••••• C•••••• G••••• L•Apr 1, 2024 · Control person joined · fact
- Joel Mark Rubin (Partner, Cfo/Coo/Cco) no longer on Schedule A of S••••• C•••••• G••••• L• (listed 2023-08-30, absent 2024-04-01)Apr 1, 2024 · Control person left · inference
- S••••• C•••••• G••••• L• filed its initial SEC registration (Form ADV)Jun 15, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••• C•••••• G••••• L• · Independent Sponsorsshared crd · capital_provider
- S••••• C•••••• G••••• L• · Private Equityshared crd · organization
- S••••• C•••••• G••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/stride-capital-groupreportedpublic record, Form ADV, Sep 19, 2026
- Website
- S•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026