DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••••• P••••••• G•••••
Gross asset value
$422M
as of Jul 3, 2024; not a fund size
Peak GAV
$422M
highest filing
Owners
332
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
17%
of the fund
Owned by funds
3%
fund-of-funds interests
Non-US owners
61%
Reported
9 filings
Mar 31, 2022 to Jul 3, 2024
Reporting history
one row per Form ADV filing
Gross asset value$422M as of Jul 3, 2024
Mar 31, 2022$292M then
Owners332 as of Jul 3, 2024
Mar 31, 2022348 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 4% of the adviser's clients investedreported
- Form D file number
- 021-412781reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Banco BradescoSao Paulo, Brazil
- Bank Of America, NaDallas, Texas
- Jpmorgan Chase Bank, N.A.London, United Kingdom
- Jpmorgan Chase Bank, N.A.New York, New York
- Societe GeneraleLuxembourg City, Luxembourg
- The Bank Of New York Mellon Trust Company, N.A..Houston, Texas
- Wells Fargo Bank, N.A.Washington, District of Columbia
Across DFX
shared identifiers only
- C•••••• P••••••• G••••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 17%reportedadviser and related persons