DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

T••••••• T•••••• U• H••••••• L•••

Hedge Fundadvised byC•••••• A••••••• L••asset manager805-5820514523no longer reportedIAPD
Gross asset value
$176M
as of Jun 24, 2013; not a fund size
Peak GAV
$176M
highest filing
Owners
4
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
0%
of the fund
Owned by funds
100%
fund-of-funds interests
Non-US owners
26%
Reported
13 filings
Mar 30, 2012 to Jun 24, 2013
Reporting history
one row per Form ADV filing
Gross asset value$176M as of Jun 24, 2013
Mar 30, 2012$129M then
Owners4 as of Jun 24, 2013
Mar 30, 20123 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Barclays Bank Plc
    London, United Kingdom
  • Barclays Capital Securities Limited
    London, United Kingdom
  • Citadel Securities (Europe) Limited
    London, United Kingdom · related person of the adviser
  • Citadel Securities LLC
    Chicago, Illinois · related person of the adviser
  • Citibank, N.A.
    New York, New York
  • J.P. Morgan Chase Bank, N.A.
    New York, New York
  • Merrill Lynch International
    London, United Kingdom
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
  • The Bank Of New York Mellon
    New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
0.0%reportedadviser and related persons