DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A••••• S•••••• O••••••••• F••• I•• L•••
Gross asset value
$285M
as of Aug 12, 2024; not a fund size
Peak GAV
$610M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$500M
as reported
Adviser and related own
5%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
95%
Reported
49 filings
Feb 25, 2015 to Aug 12, 2024
Reporting history
one row per Form ADV filing
Gross asset value$285M as of Aug 12, 2024
Feb 25, 2015$537M then
Owners2 as of Aug 12, 2024
Feb 25, 20152 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-226934reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- American Stock Transfer & Trust Company, LLCBrooklyn, New York · LEI 254900TS5EWP83BEOU02
- Barclays Bank PlcNew York, New York · LEI G5GSEF7VJP5I7OUK5573
- Citibank, N.A.New York, New York · LEI E57ODZWZ7FF32TWEFA76
- Citigroup Global Markets Inc.New York, New York
- Jefferies Group LLCNew York, New York · LEI NY9Q8VBNB6D1L6YV0J84
- Wilmington Savings Fund Society, FsbWilmington, Delaware · LEI 5493005DKMV1IHIM8E20
- Wilmington Trust CompanyWilmington, Delaware · LEI 254900JG0W1IATUIZ198
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 5.0%reportedadviser and related persons