DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

A••••• C•••••• M••••••••• I•• L•••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 111845SEC 801-57734websiteIAPD
Latest filing Aug 24, 2026
First filing on the tape Mar 30, 2012 · 65 filings
SEC status approved since Jul 17, 2000
RAUM
$5.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
183
39 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
28
reported on Schedule D
History
65 filings and snapshots on the tape
RAUM$5.0B as of Aug 24, 2026
Mar 30, 2012$7.3B then
HNW client RAUM$0 as of Aug 24, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Aug 24, 2026
Apr 1, 20130 then
Employees (5.A)183 as of Aug 24, 2026
Apr 1, 2013138 then
Private funds28 as of Aug 24, 2026
Mar 30, 201222 then
RAUM -22% over the last fiscal year-12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 24, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$142MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year
-22%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$5.0B, 34 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$5.0B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
35reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$5.0B for 34 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      57 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A••••• E••••• O••••••••• F•••• L•••Hedge Fund$951M60Aug 21, 2014
      A••••• E••••• O••••••••• F••• I•• L•••Hedge Fund$721M44Mar 31, 2017
      A••••• G••••• C••••••••• F••• P•• L•••Hedge Fund$479M8Aug 25, 2022
      A••••• S••••••••• S•••••••• F•••• L•••Hedge Fund$461M118Oct 9, 2018
      A••••• G••••• C••••••••• F•••• L•••Hedge Fund$443M15Aug 22, 2022
      A••••• V•••••• O••••••••• F••• I•• L•••Hedge Fund$437M23Nov 12, 2021
      A••••• G••••• D••••••••• O••••••••• F•••• L•Hedge Fund$361M303Feb 22, 2021
      A••••• A••••••• O••••••••• F••• I•• ••••••••• L•••Hedge Fund$361M13Feb 24, 2020
      A••••• A••••••• O••••••••• F••• I• ••••••••• L•••Hedge Fund$332M39Mar 31, 2017
      A••••• V•••••• O••••••••• F•••• L•••Hedge Fund$312M12Feb 24, 2020
      A••••• G•••••• F•••• L•••Hedge Fund$289M2Nov 24, 2015
      A••••• S•••••• O••••••••• F••• I•• L•••Hedge Fund$285M2Feb 25, 2015
      A••••• V•••• C••••• F•••• L•••no longer reportedHedge Fund$255M6Aug 27, 2019
      P•••• P•••••••• L•••no longer reportedHedge Fund$250M2Nov 24, 2015
      A••••• S•••••••• O••••••••• F•••• L•••Hedge Fund$238M18Feb 23, 2017
      A••••• S•••••• S••••••••• F••• V• •••••••• L•••Hedge Fund$205M74Mar 30, 2012
      A••••• C••••• O••••••••• F••• I•• L•••Hedge Fund$200M14Mar 29, 2019
      A••••• C••••• O••••••••• F••• I••• L•••Hedge Fund$161M4Aug 27, 2019
      A••••• A••••••• O••••••••• F•••• L•••Hedge Fund$159M267Feb 25, 2015
      A•••••••• G••••• O••••••••• F•••• L•••no longer reportedPrivate Equity Fund$151M2Mar 30, 2012
      A••••• S••••• O••••••••• F•••• L•••Private Equity Fund$139M8Feb 27, 2024
      A••••• M•• P•••• O••••••••• M••••• F•••• L•••Hedge Fund$133M2Mar 31, 2021
      A••••• S••••• O••••••••• F••• ••••••••• L•••Private Equity Fund$132M3Feb 27, 2024
      A••••• E••••••• P••••••••• P•••• L••Other Private Fund$127M50Mar 30, 2012
      A••••• G••••• O••••••••• M••••• F••• L•Hedge Fund$125M4Aug 14, 2020
      F••••• E••••• O••••••••• F•••• L•••no longer reportedHedge Fund$100M2Mar 29, 2019
      A••••• A••••••• I• A•••• F••• ••••••••• L•••Hedge Fund$87.4M87Mar 31, 2021
      A••••• S•••••• S••••••••• F••• V• L•••no longer reportedHedge Fund$86.8M149Mar 30, 2012
      A••••• A••••••• O••••••••• F••• I• •••••••• M••••••• L•••Hedge Fund$82.0M75Mar 31, 2017
      A••••• C••••• O••••••••• F••• I•• L•••Hedge Fund$67.9M3Feb 27, 2024
      A••••• S•••••• O••••••••• C••••••••• F••• I• L•••no longer reportedHedge Fund$61.7M2Mar 30, 2012
      A••••• P•• O••••••••• F•••• L•••Hedge Fund$55.4M2May 22, 2015
      A••••• C••••• O••••••••• F•••• L•••Hedge Fund$42.5M9Sep 28, 2016
      A••••• B• I•••••••• O••••••••• F•••• L•••Hedge Fund$40.3M24Nov 22, 2022
      A••••• S•••••• S••••••••• F••• I•• L•••no longer reportedHedge Fund$34.2M67Mar 30, 2012
      A••••• R••• E••••• F••• L•Hedge Fund$32.9M6Mar 30, 2012
      A••••• I••••••••• M•••••• L•••no longer reportedHedge Fund$30.6M98Mar 30, 2012
      A••••• I••••••••• L•••no longer reportedHedge Fund$22.3M177Mar 30, 2012
      A••••• C••••• O••••••••• F••• I••• L•••Hedge Fund$17.9M10Aug 14, 2020
      A••••• C•• F•••• L•••no longer reportedSecuritized Asset Fund$15.8M0Mar 30, 2012
      All funds of A••••• C•••••• M••••••••• I•• L•••
      Owners and control persons
      Schedule A and B, latest filing
      • G••••••• S••••• E••••• · President, Managing Partner And General Counsel Of A••••• Capital Groupcontrol
        since 06/2000 · owns 10% to 25%
      • L•••••• T•••••• M••• · Chief Financial Officer Of A••••• Capital Groupcontrol
        since 04/2011 · owns less than 5%
      • L••••• M•••• N•• · Chairman And Chief Executive Officer Of A••••• Capital Groupcontrol
        since 06/2000 · owns 50% to 75%
      • S•••••••• A•••••• K•••• · Chief Compliance Officer Of A••••• Capital Groupcontrol
        since 01/2019 · owns less than 5%
      • G••••••• S••••• E••••• · Managing Member Of A••••• M••••••••• H••••• G•••••• L••control
        since 10/2006 · owns F of A••••• M••••••••• H••••• G•••••• L••
      • G••••••• S••••• E••••• · Member Of A••••• C•••••• M••••••••• I• G•••••• L••control
        since 06/2005 · owns F of A••••• C•••••• M••••••••• I• G•••••• L••
      • G••••••• S••••• E••••• · Managing Member Of G• M••••••••• L••control
        since 10/2006 · owns F of G• M••••••••• L••
      • L••••• M•••• N•• · Managing Member Of A••••• C•••••• M••••••••• I• G•••••• L••control
        since 06/2005 · owns 75% or more of A••••• C•••••• M••••••••• I• G•••••• L••
      • L••••• M•••• N•• · Managing Member Of A••••• M••••••••• H••••• G•••••• L••control
        since 10/2006 · owns 75% or more of A••••• M••••••••• H••••• G•••••• L••
      • L••••• M•••• N•• · Managing Member Of G• M••••••••• L••control
        since 10/2006 · owns 75% or more of G• M••••••••• L••
      • K••••••• N•••• N•• · Chief Technology Officer Of A••••• Capital Group
        since 02/2009 · owns less than 5%
      Entity owners
      • A••••• C•••••• M••••••••• I• G•••••• L•• · General Partner Of A••••• C•••••• M••••••••• I•• L•••
        direct · owns less than 5%
      • A••••• M••••••••• H•••••• L••• · L•••••• Partner Of A••••• C•••••• M••••••••• I•• L•••
        direct · owns 75% or more
      • A••••• M••••••••• H••••• G•••••• L•• · General Partner Of A••••• M••••••••• H•••••• L•••
        indirect · owns F of A••••• M••••••••• H•••••• L•••
      • G• M••••••••• L•• · Managing Member Of M•• M••••••••• L••
        indirect · owns 75% or more of M•• M••••••••• L••
      • M•• M••••••••• L•• · L•••••• Partner Of A••••• Managment H•••••, L.P.
        indirect · owns 75% or more of A••••• Managment H•••••, L.P.
      Related persons
      Schedule D 7.A
      • A•••• I••••••••• L••
        broker-dealern
      • A••••• A••• C•••••• M••••••••• L•••
        investment adviserbanknRAUM $1.9B
      • A••••• A••••••• O••••••••• P••••••• I• ••••••••• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• A••••••• O••••••••• P••••••• I• ••••••••• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• A••••••• O••••••••• P••••••• I•• ••••••••• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• A••••••• O••••••••• P•••••••• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• B• I•••••••• O••••••••• P••••••• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• C•••••• P••••••• V•• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• C•••••• O••••••••• F••• G•••••• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• C••••• O••••••••• P••••••• I••• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• C••••• O••••••••• P••••••• I•• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• C••••• O••••••••• P••••••• I••• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• C••••• O••••••••• P••••••• I•• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• C••••• O••••••••• P•••••••• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• E••••• O••••••••• P••••••• I•• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• E••••• O••••••••• P•••••••• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• E••••• I••••••••• M••••••••• L•••
        investment adviserbanknRAUM $3.9B
      • A••••• G•••••• G•••••• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• G••••• D••••••••• O••••••••• G•••••• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• G••••• O••••••••• G••••• H••••••• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• G••••• C••••••••• P•••••••• L••
        investment adviserpooled vehicle sponsorn
      • A••••• M•• P•••• O••••••••• F••• G•••••• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• P•• O••••••••• F••• G•••••• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• R••• E••••• G•••••• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• S• C•••••• P••••••• I•• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• S••••• O••••••••• F••• G•••••• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• S•••••••• O••••••••• F••• G•••••• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• S••••••••• S•••••••• P•••••••• L••
        investment adviserbankpooled vehicle sponsorn
      • A••••• V•••••• O••••••••• P••••••• I•• L••
        bankpooled vehicle sponsorn
      • A••••• V•••••• O••••••••• P•••••••• L••
        investment adviserbankpooled vehicle sponsorn
      Advisers that list A••••• C•••••• M••••••••• I•• L••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Redwood City, CA5 employees
      • Luxembourg, Luxembourg
      • Sandyford, Dublin, Ireland
      What changed
      consecutive filings, newest first
      • Private funds · 26 to 28
        May 5, 2026 to Aug 24, 2026
      • Accounts · 36 to 35
        Feb 18, 2026 to Mar 31, 2026
      • Advisory employees · 36 to 39
        Feb 18, 2026 to Mar 31, 2026
      • Pooled vehicle clients · 36 to 35
        Feb 18, 2026 to Mar 31, 2026
      • Assets in custody · $6.4B to $5.0B
        Feb 18, 2026 to Mar 31, 2026
      • Employees · 179 to 183
        Feb 18, 2026 to Mar 31, 2026
      • Private funds · 28 to 26
        Feb 18, 2026 to Mar 31, 2026
      • Discretionary RAUM · $6.4B to $5.0B
        Feb 18, 2026 to Mar 31, 2026
      • Pooled vehicle RAUM · $6.4B to $5.0B
        Feb 18, 2026 to Mar 31, 2026
      • RAUM · $6.4B to $5.0B
        Feb 18, 2026 to Mar 31, 2026
      • Private funds · 27 to 28
        Nov 24, 2025 to Feb 18, 2026
      • Private funds · 26 to 27
        Apr 30, 2025 to Nov 24, 2025
      • Accounts · 45 to 36
        Aug 12, 2024 to Apr 30, 2025
      • Advisory employees · 42 to 36
        Aug 12, 2024 to Apr 30, 2025
      • Pooled vehicle clients · 44 to 36
        Aug 12, 2024 to Apr 30, 2025
      • Assets in custody · $7.5B to $6.4B
        Aug 12, 2024 to Apr 30, 2025
      • Employees · 186 to 179
        Aug 12, 2024 to Apr 30, 2025
      • Financial planning clients · unset to
        Aug 12, 2024 to Apr 30, 2025
      • Private funds · 34 to 26
        Aug 12, 2024 to Apr 30, 2025
      • Discretionary RAUM · $7.5B to $6.4B
        Aug 12, 2024 to Apr 30, 2025
      • Pooled vehicle RAUM · $7.5B to $6.4B
        Aug 12, 2024 to Apr 30, 2025
      • RAUM · $7.5B to $6.4B
        Aug 12, 2024 to Apr 30, 2025
      • Accounts · 41 to 45
        Feb 27, 2024 to Mar 28, 2024
      • Advisory employees · 39 to 42
        Feb 27, 2024 to Mar 28, 2024
      • Pooled vehicle clients · 41 to 44
        Feb 27, 2024 to Mar 28, 2024
      • Assets in custody · $7.2B to $7.5B
        Feb 27, 2024 to Mar 28, 2024
      • Discretionary RAUM · $7.2B to $7.5B
        Feb 27, 2024 to Mar 28, 2024
      • Pooled vehicle RAUM · $7.2B to $7.5B
        Feb 27, 2024 to Mar 28, 2024
      • RAUM · $7.2B to $7.5B
        Feb 27, 2024 to Mar 28, 2024
      • Private funds · 31 to 34
        Apr 25, 2023 to Feb 27, 2024
      • Accounts · 39 to 41
        Nov 30, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 39 to 41
        Nov 30, 2022 to Mar 31, 2023
      • Assets in custody · $7.2B to $7.2B
        Nov 30, 2022 to Mar 31, 2023
      • Employees · 176 to 186
        Nov 30, 2022 to Mar 31, 2023
      • Private funds · 32 to 31
        Nov 30, 2022 to Mar 31, 2023
      • Discretionary RAUM · $7.2B to $7.2B
        Nov 30, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $7.2B to $7.2B
        Nov 30, 2022 to Mar 31, 2023
      • RAUM · $7.2B to $7.2B
        Nov 30, 2022 to Mar 31, 2023
      • Private funds · 31 to 32
        Aug 25, 2022 to Nov 22, 2022
      • Private funds · 30 to 31
        Aug 22, 2022 to Aug 25, 2022
      Signals
      4 dated events
      • Anthony Richard Cocozza (Senior Managing Director, Chief Risk Officer Of Avenue Capital Group) no longer on Schedule A of A••••• C•••••• M••••••••• I•• L••• (listed 2024-04-29, absent 2024-08-12)
        Aug 12, 2024 · Control person left · inference
      • Philip Richard Furst (Chief Investment Officer Of Avenue Capital Group) no longer on Schedule A of A••••• C•••••• M••••••••• I•• L••• (listed 2020-04-29, absent 2020-07-08)
        Jul 8, 2020 · Control person left · inference
      • Keith Andrew Schinder (Chief Compliance Officer Of Avenue Capital Group) appeared on Schedule A of A••••• C•••••• M••••••••• I•• L•••
        Jan 10, 2019 · Control person joined · fact
      • Darren Ty Oyer (Chief Compliance Officer Of Avenue Capital Group) no longer on Schedule A of A••••• C•••••• M••••••••• I•• L••• (listed 2018-10-09, absent 2019-01-10)
        Jan 10, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      A•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-878-3500reportedpublic record, Form ADV, Aug 24, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      A••••• C•••••• M••••••••• I•• L••• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

      Checking your plan…