DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

P•••••• S•••••••• C••••• F••• I••• L•

Gross asset value
$217M
as of Jul 5, 2024; not a fund size
Peak GAV
$250M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$250M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
10 filings
Mar 30, 2022 to Jul 5, 2024
Reporting history
one row per Form ADV filing
Gross asset value$217M as of Jul 5, 2024
Mar 30, 2022$250M then
Owners3 as of Jul 5, 2024
Mar 30, 20223 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 1% of the adviser's clients investedreported
Form D file number
021-415705reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America
    Charlotte, North Carolina
  • J.P. Morgan Securities LLC
    Boston, Massachusetts
  • Silicon Valley Bank
    Santa Clara, California · LEI 0K2D5AK28E3O5CC06E35
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
1.0%reportedadviser and related persons