DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pathway Capital Management, LP
Latest filing Jun 30, 2026
First filing on the tape Feb 28, 2012 · 44 filings
SEC status approved since Apr 11, 1997
RAUM
$98B
reported, Item 5.F
Discretionary
76%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
248
88 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
103
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$98B as of Jun 30, 2026
Mar 23, 2012$24B then
HNW client RAUM$0 as of Jun 30, 2026
Mar 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Jun 30, 2026
Mar 23, 20120 then
Employees (5.A)248 as of Jun 30, 2026
Mar 27, 2013111 then
Private funds103 as of Jun 30, 2026
Mar 23, 201241 then
RAUM +5.2% over the last fiscal year+3.6% a year over threeIARs 0 to 0offices 3 to 4
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
Archetypes, each a printed rule
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $808MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 76%derivedof RAUM
- Institutional
- 56%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$49B50%
- Pooled investment vehicles$43B44%
- Pension and profit-sharing plans$4.4B4.5%
- Insurance companies$1.6B1.6%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 8reported
- Charitable clients
- 0reported
- Accounts
- 121reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.44 institutional_share=0.56 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
93 reported on Schedule D 7.B.(1)
All funds of Pathway Capital Management, LP
Owners and control persons
Schedule A and B, latest filing
- Jane Karen Jakobi · Managing Member Of Pathway Capital Management Gp LLCcontrolsince 12/2012 · owns 10% to 25%
- Francis William Jakobi · Co-Trustee Of The Revocable Living Trust Of The Jakobi Family Under A Declaration Of Trust Dated August 11, 2000controlsince 08/2000 · owns 10% to 25%
- Kent Douglas Le Bon · Director Of Pathway Capital Management (Uk) Limitedcontrolsince 08/2005 · owns 10% to 25%
- Marie Eva Le Bon · Co-Trustee Of The Douglas & Eva Le Bon Trust Dated March 9, 2015controlsince 03/2015 · owns 10% to 25%
- Herbert James Reinhardt · Co-Trustee Of Reinhardt Family Trust, U/D/T Dated August 3, 2015controlsince 08/2015 · owns 10% to 25%
- Martinez Suzanne Reinhardt · Co-Trustee Of The Reinhardt Family Trust, U/D/T Dated August 3,2015controlsince 08/2015 · owns 10% to 25%
- Jane Karen Jakobi · Co-Trusteecontrolsince 08/2000 · owns 75% or more of Revocable Living Trust Of The Jakobi Family Under A Declaration Of Trust Dated August 11, 2000
- Francis William Jakobi · Co-Trusteecontrolsince 08/2000 · owns 75% or more of Revocable Living Trust Of The Jakobi Family Under A Declaration Of Trust Dated August 11, 2000
- Kent Douglas Le Bon · Indirect Owner Of Pathway Capital Management, LPcontrolsince 12/2012 · owns F of Pathway Capital Management, LP
- Kent Douglas Le Bon · Co-Trusteecontrolsince 03/2015 · owns 75% or more of Douglas & Eva Le Bon Trust Dated March 9, 2015
- Marie Eva Le Bon · Co-Trusteecontrolsince 09/2015 · owns 75% or more of Douglas & Eva Le Bon Trust Dated March 9, 2015
- Herbert James Reinhardt · Indirect Owner Of Pathway Capital Management, LPcontrolsince 12/2012 · owns F of Pathway Capital Management, LP
- Herbert James Reinhardt · Co-Trusteecontrolsince 08/2015 · owns 75% or more of Reinhardt Family Trust, U/D/T Dated August 3, 2015
- Martinez Suzanne Reinhardt · Co-Trusteecontrolsince 08/2015 · owns 75% or more of Reinhardt Family Trust, U/D/T Dated August 3, 2015
- Scott Benjamin Brewster · Chief Financial Officer - Corporatesince 05/2023 · owns less than 5%
- Myranthis Alexander Casbolt · Director Of Pathway Capital Management (Uk) Limitedsince 12/2019 · owns less than 5%
- Randolph James Chambliss · Co-Trustee Of The Chambliss Family Revocable Living Trustsince 12/2016 · owns 5% to 10%
- Lynn Kelly Chambliss · Co-Trustee Of The Chambliss Family Revocable Living Trustsince 12/2016 · owns 5% to 10%
- Paul Vincent Dee · Limited Partner Of Pathway Capital Management, LPsince 12/2012 · owns less than 5%
- Ann Stefanie Hochman · Chief Compliance Officersince 01/2024 · owns less than 5%
- Yat-Sing Simon Lau · Director Of Pathway Capital Management (Hk) Limitedsince 12/2018 · owns less than 5%
- Patel Kanan Mazer · Co-Trustee Of The Mazer Family Revocable Living Trust Dated March 20, 2013since 03/2013 · owns 5% to 10%
- Shawn Richard Mazer · Co-Trustee Of The Mazer Family Revocable Living Trust Dated March 20, 2013since 03/2013 · owns 5% to 10%
- Jane Raquel Nicolas · Chief Financial Officer - Fund Accounting & Operationssince 05/2023 · owns less than 5%
- Quinlan James Ruddick · Co-Trustee Of The James Quinlan And Valerie Alaine Ruddick Revocable Trust Under A Declaration Of Trust Dated April 5, 2007since 04/2007 · owns less than 5%
- Alaine Valerie Ruddick · Co-Trustee Of The James Quinlan And Valerie Alaine Ruddick Revocable Trust Under A Declaration Of Trust Dated April 5, 2007since 04/2007 · owns less than 5%
- Kumar Ashok Tripathi · Senior Vice President & General Counselsince 01/2015 · owns less than 5%
- Randolph James Chambliss · Co-Trusteesince 12/2016 · owns 75% or more of Chambliss Family Revocable Living Trust
- Lynn Kelly Chambliss · Co-Trusteesince 12/2016 · owns 75% or more of Chambliss Family Revocable Living Trust
- Patel Kanan Mazer · Co-Trusteesince 03/2013 · owns 75% or more of Mazer Family Revocable Living Trust Dated March 20, 2013
Entity owners
- Douglas & Eva Le Bon Trust Dated March 9, 2015 · Limited Partner Of Pathway Capital Management, LPdirect · owns 10% to 25%
- Pathway Capital Management Gp LLC · General Partner Of Pathway Capital Management, LPdirect · owns less than 5%
- Pathway Capital Management, LP · Direct Owner Of Pathway Capital Management (Hk) Limited And Pathway Capital Management (Uk) Limiteddirect · owns 75% or more
- Reinhardt Family Trust, U/D/T Dated August 3, 2015 · Limited Partner Of Pathway Capital Management, LPdirect · owns 10% to 25%
- Revocable Living Trust Of The Jakobi Family Under A Declaration Of Trust Dated August 11, 2000 · Limited Partner Of Pathway Capital Management, LPdirect · owns 10% to 25%
- Chambliss Family Revocable Living Trust · Limited Partner Of Pathway Capital Management, LPdirect · owns 5% to 10%
- James Quinlan And Valerie Alaine Ruddick Revocable Trust Under A Declaration Of Trust Dated April 5, 2007 · Limited Partner Of Pathway Capital Management, LPdirect · owns less than 5%
- Mazer Family Revocable Living Trust Dated March 20, 2013 · Limited Partner Of Pathway Capital Management, LPdirect · owns 5% to 10%
- Chambliss Family Revocable Living Trust · Indirect Owner Of Relying Advisorsindirect · owns F of Pathway Capital Management, LP
- Douglas & Eva Le Bon Trust Dated March 9/2015 · Indirect Owner Of Relying Advisorsindirect · owns F of Pathway Capital Management, LP
- James Quinlan And Valerie Alaine Ruddick Revocable Trust Under A Declaration Of Trust Dated April 5, 2007 · Indirect Owner Of Relying Advisorsindirect · owns F of Pathway Capital Management, LP
- Mazer Family Revocable Living Trust Dated March 20, 2013 · Indirect Owner Of Relying Advisorsindirect · owns F of Pathway Capital Management, LP
- Reinhardt Family Trust, U/D/T Dated August 3, 2015 · Indirect Owner Of Relying Advisorsindirect · owns F of Pathway Capital Management, LP
- Revocable Living Trust Of The Jakobi Family Under A Declaration Of Trust Dated August 11, 2000 · Indirect Owner Of Relying Advisorsindirect · owns F of Pathway Capital Management, LP
Related persons
Schedule D 7.A
- Ak Credit Opportunities Management LLCpooled vehicle sponsory
- Pathway Capital Management (Europe) Limitedinvestment advisery
- Pathway Capital Management (Hk) Limitedinvestment advisery
- Pathway Capital Management (Uk) Limitedinvestment advisery
- Pathway/Ak Credit Co-Investment Gp LLCpooled vehicle sponsory
- Pcif Management (Cayman) LLCpooled vehicle sponsory
- Pcif Management II, LLCpooled vehicle sponsory
- Pcif Management LLCpooled vehicle sponsory
- Pcof Management II LLCpooled vehicle sponsory
- Pcpf Vi Management LLCpooled vehicle sponsory
- Pdif Management II LLCpooled vehicle sponsory
- Pgof Management II LLCpooled vehicle sponsory
- Pmof Management II LLCpooled vehicle sponsory
- Posf Management II LLCpooled vehicle sponsory
- Ppcf Management LLCpooled vehicle sponsory
- Ppef Management 2007 LLCpooled vehicle sponsory
- Ppef Management 2008 LLCpooled vehicle sponsory
- Ppef Management III LLCpooled vehicle sponsory
- Ppef Management III-Co LLCpooled vehicle sponsory
- Ppef Management Investors 10 (Cayman), LLCpooled vehicle sponsory
- Ppef Management Investors 10 LLCpooled vehicle sponsory
- Ppef Management Investors 10-II LLCpooled vehicle sponsory
- Ppef Management Investors 11 LLCpooled vehicle sponsory
- Ppef Management Investors 6 LLCpooled vehicle sponsory
- Ppef Management Investors 6-II LLCpooled vehicle sponsory
- Ppef Management Investors 7 (Cayman) LLCpooled vehicle sponsory
- Ppef Management Investors 7 LLCpooled vehicle sponsory
- Ppef Management Investors 8 (Cayman), LLCpooled vehicle sponsory
- Ppef Management Investors 8-II LLCpooled vehicle sponsory
- Ppef Management Investors 8, LLCpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom10 employees
- Providence, RI7 employees
- Central, Hong Kong, China6 employees
What changed
consecutive filings, newest first
- Accounts · 115 to 121Oct 14, 2025 to Mar 31, 2026
- Advisory employees · 83 to 88Oct 14, 2025 to Mar 31, 2026
- Pooled vehicle clients · 98 to 103Oct 14, 2025 to Mar 31, 2026
- Assets in custody · $33B to $36BOct 14, 2025 to Mar 31, 2026
- Employees · 241 to 248Oct 14, 2025 to Mar 31, 2026
- Other offices · 3 to 4Oct 14, 2025 to Mar 31, 2026
- Private funds · 98 to 103Oct 14, 2025 to Mar 31, 2026
- Discretionary RAUM · $70B to $74BOct 14, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $23B to $24BOct 14, 2025 to Mar 31, 2026
- Pension RAUM · $4.4B to $4.4BOct 14, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $41B to $43BOct 14, 2025 to Mar 31, 2026
- RAUM · $93B to $98BOct 14, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 6, 2025
- Accounts · 109 to 115Jul 5, 2024 to Mar 31, 2025
- Advisory employees · 70 to 83Jul 5, 2024 to Mar 31, 2025
- Pension plan clients · 10 to 8Jul 5, 2024 to Mar 31, 2025
- Pooled vehicle clients · 92 to 98Jul 5, 2024 to Mar 31, 2025
- Assets in custody · $33B to $33BJul 5, 2024 to Mar 31, 2025
- Employees · 235 to 241Jul 5, 2024 to Mar 31, 2025
- Private funds · 92 to 98Jul 5, 2024 to Mar 31, 2025
- Discretionary RAUM · $65B to $70BJul 5, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $23B to $23BJul 5, 2024 to Mar 31, 2025
- Pension RAUM · $4.3B to $4.4BJul 5, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $37B to $41BJul 5, 2024 to Mar 31, 2025
- RAUM · $88B to $93BJul 5, 2024 to Mar 31, 2025
- Accounts · 107 to 109Feb 16, 2024 to Mar 29, 2024
- Advisory employees · 68 to 70Feb 16, 2024 to Mar 29, 2024
- Pooled vehicle clients · 88 to 92Feb 16, 2024 to Mar 29, 2024
- Assets in custody · $32B to $33BFeb 16, 2024 to Mar 29, 2024
- Employees · 233 to 235Feb 16, 2024 to Mar 29, 2024
- Private funds · 89 to 92Feb 16, 2024 to Mar 29, 2024
- Discretionary RAUM · $64B to $65BFeb 16, 2024 to Mar 29, 2024
- Non-discretionary RAUM · $24B to $23BFeb 16, 2024 to Mar 29, 2024
- Pension RAUM · $4.4B to $4.3BFeb 16, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $36B to $37BFeb 16, 2024 to Mar 29, 2024
- RAUM · $88B to $88BFeb 16, 2024 to Mar 29, 2024
- Accounts · 103 to 107Oct 7, 2022 to Mar 30, 2023
- Advisory employees · 57 to 68Oct 7, 2022 to Mar 30, 2023
- Pension plan clients · 12 to 10Oct 7, 2022 to Mar 30, 2023
- Pooled vehicle clients · 82 to 88Oct 7, 2022 to Mar 30, 2023
Signals
2 dated events
- Pathway Capital Management, Lp reported RAUM $80.1B, up 30% from $61.5B (2020-05-21 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Pathway Capital Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Dec 19, 2012 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- Pathway Capital Management, LP · Independent Sponsorsshared crd · capital_provider
- Pathway Capital Management, LP · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- PATHWAYCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 949-622-1000reportedpublic record, Form ADV, Jun 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026