DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L••••• L•••••••• C•••••• P••••••• I•• • A••••• F•••• L•••
Gross asset value
$29,787
as of Jan 2, 2024; not a fund size
Peak GAV
$20.6M
highest filing
Owners
27
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
34 filings
Apr 2, 2012 to Jan 2, 2024
Reporting history
one row per Form ADV filing
Gross asset value$29,787 as of Jan 2, 2024
Apr 2, 2012$17.7M then
Owners27 as of Jan 2, 2024
Apr 2, 201226 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- California, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-60799reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citi Private BankNew York, New York · LEI 13-5266470
- Imperial CapitalLos Angeles, California · LEI 50397
Across DFX
shared identifiers only
- L••••• L•••••••• C•••••• P••••••• I•• • A••••• F•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons