DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H•••• P••••••• C••••••••• M•••••• L•
Gross asset value
$193M
as of Dec 7, 2021; not a fund size
Peak GAV
$2.0B
highest filing
Owners
22
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
16%
of the fund
Owned by funds
1%
fund-of-funds interests
Non-US owners
1%
Reported
11 filings
Mar 31, 2014 to Dec 7, 2021
Reporting history
one row per Form ADV filing
Gross asset value$193M as of Dec 7, 2021
Mar 31, 2014$330M then
Owners22 as of Dec 7, 2021
Mar 31, 201418 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-210410reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citibank, N.A.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- Nomura International PlcLondon, United Kingdom
- Northern Trust International Bank CorporationJersey City, New Jersey
- UBS AgLondon, United Kingdom
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 16%reportedadviser and related persons