DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••••• N• R••• A•••• O••••••••• L•••
Gross asset value
$1.8M
as of Feb 17, 2022; not a fund size
Peak GAV
$317M
highest filing
Owners
27
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
29%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
2%
Reported
24 filings
Feb 28, 2018 to Feb 17, 2022
Reporting history
one row per Form ADV filing
Gross asset value$1.8M as of Feb 17, 2022
Feb 28, 2018$317M then
Owners27 as of Feb 17, 2022
Feb 28, 201843 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of New York MellonNew York, New York · LEI HPFHU0OQ28E4N0NFVK49
Across DFX
shared identifiers only
- O••• R••• A••••• O••••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 29%reportedadviser and related persons