DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G••••• C•••••• M••••••••• L•
Gross asset value
$11.7M
as of Sep 30, 2024; not a fund size
Peak GAV
$40.1M
highest filing
Owners
12
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
34%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
35 filings
Mar 30, 2012 to Sep 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$11.7M as of Sep 30, 2024
Mar 30, 2012$30.3M then
Owners12 as of Sep 30, 2024
Mar 30, 201246 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-339138reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America NaNew York, New York · LEI 84TYDEB6GKMZO031MB27
- Bank Of MontrealToronto, Canada · LEI NQQ6HPCNCCU6TUTQYE16
- Barclays Bank PlcLondon, United Kingdom · LEI G5GSEFF7VJP517OUK557
- Cibc World Markets Corp.New York, New York
- First Republic BankNew York, New York · LEI YWC0TIKBQM2JV8L4IV08
- Goldman Sachs InternationalNew York, New York · LEI W22LROWP2IHZNBB6K528
- Jefferies Financial Services, Inc.New Yor, New York · LEI O26QTPAJC1X7058KCW11
- Jpmorgan Chase Bank, NaNew York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Nomura International PlcLondon, United Kingdom · LEI DGQCSV2PHVF7I2743539
- Societe GeneraleJersey City, New Jersey · LEI O2RNE8IBXP4R0TD8PU41
- Td Bank, N.A.New York, New York · LEI 549300NTRZIIC80JKC12
- Td Securities (USA) LLCNew York, New York
- The Toronto-Dominion BankOntario, Canada · LEI PT3QB789TSUIDF371261
- UBS AgLondon, United Kingdom · LEI BFM8T61CT2L1QCEMIK50
- UBS Securities LLCNew York, New York
- Wells Fargo Prime Services, LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 34%reportedadviser and related persons