DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•••••• E••••••• M•••••• C•••••••• P•••••• D••• F•••• S••••••••
Other Private Fundadvised byA•••••• I••••••••• A••••••• L••••••asset manager805-6105265702no longer reportedIAPD
Gross asset value
$3.5M
as of Aug 19, 2021; not a fund size
Peak GAV
$1.0B
highest filing
Owners
14
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
4%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
65%
Reported
36 filings
May 28, 2015 to Aug 19, 2021
Reporting history
one row per Form ADV filing
Gross asset value$3.5M as of Aug 19, 2021
May 28, 2015$25.7M then
Owners14 as of Aug 19, 2021
May 28, 201514 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Luxembourgreported
- Clients solicited
- yes, 35% of the adviser's clients investedreported
- Form D file number
- 021-219130reportedthe join to the Form D offering
- Type as written
- CLOSED ENDED INVESTMENT COMPANYreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Northern Trust Global Services L••••••Luxembourg, Luxembourg
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 4.0%reportedadviser and related persons