DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•••••• I••••••••• A••••••• L••••••
Latest filing Aug 19, 2026
First filing on the tape Jan 30, 2014 · 68 filings
SEC status approved since Feb 6, 2014
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
152
47 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
68 filings and snapshots on the tape
RAUM$1.9B as of Aug 19, 2026
Sep 25, 2015$6.2B then
HNW client RAUM$0 as of Aug 19, 2026
Sep 27, 2018$0 then
State-registered IARs (5.B.3)0 as of Aug 19, 2026
Sep 26, 20140 then
Employees (5.A)152 as of Aug 19, 2026
Sep 26, 2014148 then
Private funds6 as of Aug 19, 2026
Sep 25, 20156 then
RAUM +4.7% over the last fiscal year-14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 19, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $69.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B75%
- Investment companies$487M25%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 28reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=4.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••• E••••••• M•••••• D••• A•• C••••••• F•••no longer reported | Other Private Fund | $901M | 16 | Mar 30, 2012 |
| A•••••• E••••••• M•••••• D••• F••• | Other Private Fund | $472M | 1 | Mar 30, 2012 |
| A•••• H••••• P•• L•••••• I• R•••••• O• A•••••• E••••••• M•••••• L••••• I••••••••• P•••••••• | Other Private Fund | $302M | 122 | Mar 30, 2012 |
| A•••••• E• B•••••• D••• F••• L• | Other Private Fund | $90.5M | 4 | Feb 25, 2016 |
| A•••••• E••••••• M•••••• O••••••••• F••••• F•••no longer reported | Other Private Fund | $79.8M | 10 | Feb 9, 2018 |
| A•••••• E• B•••••• D••• F••••• F•••no longer reported | Other Private Fund | $60.6M | 4 | Feb 25, 2016 |
| A•••••• E• A••••• E••••• F••• L• | Other Private Fund | $44.6M | 2 | Feb 18, 2022 |
| A•••••• E••••••• M•••••• O••••••••• F•••• L•no longer reported | Other Private Fund | $42.3M | 5 | Feb 9, 2018 |
| T•• A••••• E••••••• M•••••• F••• | Other Private Fund | $35.9M | 16 | Sep 26, 2018 |
| A•••• H••••• P•• L•••••• I• R•••••• O• A•••••• L•••• C••••••• D••• P••••••••no longer reported | Other Private Fund | $12.5M | 56 | Mar 30, 2012 |
| A•••••• E••••••• M•••••• C•••••••• P•••••• D••• F•••• S••••••••no longer reported | Other Private Fund | $3.5M | 14 | May 28, 2015 |
| A•••••• E••••••• M•••••• C•••••••• H••• Y•••• F••• L••••••no longer reported | Other Private Fund | $313,318 | 11 | Mar 30, 2012 |
| A•••••• E••••••• M•••••• D••••••••• D••• F••• L••••••no longer reported | Other Private Fund | $276,467 | 5 | Aug 26, 2015 |
| A•••••• G•••••• C•••• F••• L••••••••• G•••••• C•••• F•••• I••••• S•••••••no longer reported | Other Private Fund | $199,145 | 1 | Mar 30, 2012 |
| A•••••• V•••••••• R••••••• F••• L••••••no longer reported | Other Private Fund | $107,515 | 8 | Nov 4, 2016 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• M•••• L••••••• · Chief Executive, Directorcontrolsince 02/1999 · owns less than 5%
- C•••••• M•••• L••••••• · Shareh•••••controlsince 02/1999 · owns 25% to 50% of A•••••• G•••• P••
- A•••••• A••••••••• F•••••• · Chief Legal Officersince 02/2012 · owns less than 5%
- B••••••• M•••••• K••••• · Head Of Risk Management & Controlsince 02/1999 · owns less than 5%
- B••••• M••••••• A•• · Chief Compliance Officersince 12/2023 · owns less than 5%
- E••••••• R•••••• J•••• · Head Of Human Resourcessince 09/2008 · owns less than 5%
- G••••••••• G•••••• P•••• · Global Head Of Distributionsince 03/2022 · owns less than 5%
- S••••••• T•••••• A••• · Group Finance Directorsince 11/2013 · owns less than 5%
Entity owners
- A•••••• I••••••••• ••• L•••••• · Parent Companydirect · owns less than 5%
- A•••••• G•••• P•• · Ultimate Parent Companyindirect · owns 75% or more of A•••••• I••••••••• ••• L••••••
Related persons
Schedule D 7.A
- A•••••• C•• A• M••••••••• C••••••• S••investment advisern
- A•••••• E• A••••• E••••• F••• G•• L••pooled vehicle sponsorn
- A•••••• E• B•••••• D••• F••• G•• L••pooled vehicle sponsorn
- A•••••• E• E••••• F••• G•• L••pooled vehicle sponsorn
- A•••••• G••••• S•••••• S••••••••• F••• 3• ••• L••pooled vehicle sponsorn
- A•••••• G••••• S•••••• S••••••••• F••• 4• ••• L••pooled vehicle sponsorn
- A•••••• G••••• S•••••• S••••••••• F••• 5• ••• L••pooled vehicle sponsorn
- A•••••• I••••••••• A••••••• ••• C•••••••••investment advisern
- A•••••• I••••••••• A••••••• C••••••• S• S••••••• F•••••••••investment advisern
- A•••••• I••••••••• M••••••••• •••••••• L••••••investment advisern
- A•••••• I••••••••• M••••••••• ••••••••• P••• L••investment advisern
- A•••••• I••••••••• M••••••••• ••• C•••••••••broker-dealerbankn
- A•••••• I••••••••• M••••••••• I•••• L••investment advisern
- A•••••• I••••••••• M••••••••• L••investment advisernRAUM $41B
- A•••••• I••••••••• S•••• A•••••investment advisern
- A•••••• J•••• C••• L••investment adviserpooled vehicle sponsorn
- A•••••• M••••••••• C•••••• C••••••• S••investment advisern
- A•••••• M••••••••• C•••••• L••••••pooled vehicle sponsorn
- P• A•••••• A•••• M••••••••• I••••••••investment advisern
- P• B••• I•••••••• B••••••broker-dealern
- T•••••• F••• M••••••••• C••••••investment advisern
Advisers that list A•••••• I••••••••• A••••••• L•••••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Private funds · 5 to 6May 13, 2026 to Aug 19, 2026
- Accounts · 29 to 28Aug 15, 2025 to Nov 14, 2025
- Advisory employees · 44 to 47Aug 15, 2025 to Nov 14, 2025
- BD registered reps · 1 to 4Aug 15, 2025 to Nov 14, 2025
- Pooled vehicle clients · 19 to 17Aug 15, 2025 to Nov 14, 2025
- Employees · 151 to 152Aug 15, 2025 to Nov 14, 2025
- Discretionary RAUM · $1.9B to $1.9BAug 15, 2025 to Nov 14, 2025
- Pooled vehicle RAUM · $1.4B to $1.5BAug 15, 2025 to Nov 14, 2025
- RAUM · $1.9B to $1.9BAug 15, 2025 to Nov 14, 2025
- Financial planning clients · unset to Feb 18, 2025 to May 19, 2025
- HQ state · unset to Nov 19, 2024 to Feb 18, 2025
- Accounts · 24 to 29Aug 14, 2024 to Sep 27, 2024
- Pooled vehicle clients · 12 to 19Aug 14, 2024 to Sep 27, 2024
- Employees · 165 to 151Aug 14, 2024 to Sep 27, 2024
- Discretionary RAUM · $2.3B to $1.9BAug 14, 2024 to Sep 27, 2024
- Pooled vehicle RAUM · $1.4B to $1.4BAug 14, 2024 to Sep 27, 2024
- RAUM · $2.3B to $1.9BAug 14, 2024 to Sep 27, 2024
- Advisory employees · 43 to 44Aug 21, 2023 to Sep 28, 2023
- Employees · 162 to 165Aug 21, 2023 to Sep 28, 2023
- Discretionary RAUM · $3.0B to $2.3BAug 21, 2023 to Sep 28, 2023
- Pooled vehicle RAUM · $2.0B to $1.4BAug 21, 2023 to Sep 28, 2023
- RAUM · $3.0B to $2.3BAug 21, 2023 to Sep 28, 2023
- Employees · 167 to 162Aug 24, 2022 to Sep 28, 2022
- Discretionary RAUM · $5.4B to $3.0BAug 24, 2022 to Sep 28, 2022
- Pooled vehicle RAUM · $3.1B to $2.0BAug 24, 2022 to Sep 28, 2022
- RAUM · $5.4B to $3.0BAug 24, 2022 to Sep 28, 2022
- Private funds · 4 to 5Nov 22, 2021 to Feb 18, 2022
- Accounts · 29 to 24Aug 19, 2021 to Sep 22, 2021
- Advisory employees · 42 to 43Aug 19, 2021 to Sep 22, 2021
- Pooled vehicle clients · 19 to 12Aug 19, 2021 to Sep 22, 2021
- Employees · 141 to 167Aug 19, 2021 to Sep 22, 2021
- Private funds · 9 to 4Aug 19, 2021 to Sep 22, 2021
- Discretionary RAUM · $5.2B to $5.4BAug 19, 2021 to Sep 22, 2021
- Pooled vehicle RAUM · $2.7B to $3.1BAug 19, 2021 to Sep 22, 2021
- RAUM · $5.2B to $5.4BAug 19, 2021 to Sep 22, 2021
- Accounts · 31 to 29Sep 25, 2020 to Sep 28, 2020
- Advisory employees · 55 to 42Sep 25, 2020 to Sep 28, 2020
- Pooled vehicle clients · 23 to 19Sep 25, 2020 to Sep 28, 2020
- Employees · 136 to 141Sep 25, 2020 to Sep 28, 2020
- Discretionary RAUM · $7.6B to $5.2BSep 25, 2020 to Sep 28, 2020
Signals
4 dated events
- A•••••• I••••••••• A••••••• L•••••• reported RAUM $3.0B, down 44% from $5.4B (2022-08-24 to 2022-09-28)Sep 28, 2022 · RAUM change · derived
- A•••••• I••••••••• A••••••• L•••••• reported RAUM $5.2B, down 32% from $7.6B (2020-09-25 to 2020-09-28)Sep 28, 2020 · RAUM change · derived
- A•••••• I••••••••• A••••••• L•••••• reported RAUM $7.6B, up 33% from $5.7B (2019-08-16 to 2019-09-30)Sep 30, 2019 · RAUM change · derived
- A•••••• I••••••••• A••••••• L•••••• filed its initial SEC registration (Form ADV)Jan 30, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ashmorereportedpublic record, Form ADV, Sep 19, 2026
- Website
- i•.a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 44-0-20-3077-6000reportedpublic record, Form ADV, Aug 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026